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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

MICHAEL T DIMOS

Advisor at MML INVESTORS SERVICES, LLC

MANCHESTER, NH | BEDFORD, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cbc4ff5f-e64e-b893-9b93-c935e9a3850e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 3, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 3, 2001
First registration: Jun 29, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4378269

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	n/a	yes	MANCHESTER, NH\|BEDFORD, NH	Current employment
Mariner	Independent wealth	Apr 7, 2016	Feb 1, 2018	no	Manchester, NH\|OVERLAND PARK,, KS	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	Mar 25, 2017	no	MANCHESTER, NH\|Manchester, NH	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jun 29, 2004	Jan 2, 2015	no	MANCHESTER, NH\|MANCHESTER, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Mariner	MML INVESTORS SERVICES, LLC	Feb 1, 2018	Mar 25, 2017	-313	Bulk transfer	Other
MSI FINANCIAL SERVICES, INC.	Mariner	Mar 25, 2017	Apr 7, 2016	-352	Firm change after gap	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	Jan 2, 2015	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
14251:151664:NH:2017-03-25	Mar 25, 2017	Apr 7, 2016	MANCHESTER, NH	Firm change after gap

Relationships

Registered with (4)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Mar 25, 2017 to presentfactForm ADV
→ MARINERRegistered adviserregistration: previous registration
Apr 7, 2016 to Feb 1, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Mar 25, 2017factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 29, 2004 to Jan 2, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cbc4ff5f-e64e-b893-9b93-c935e9a3850e
First observed: Jun 29, 2004
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL T DIMOS

Advisor at MML INVESTORS SERVICES, LLC

MANCHESTER, NH | BEDFORD, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cbc4ff5f-e64e-b893-9b93-c935e9a3850e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MML INVESTORS SERVICES, LLC

Bd affiliated wealth

Mar 25, 2017

n/a

yes

MANCHESTER, NH|BEDFORD, NH

Current employment

Mariner

Independent wealth

Apr 7, 2016

Feb 1, 2018

Manchester, NH|OVERLAND PARK,, KS

Previous registration

MSI FINANCIAL SERVICES, INC.

Former SEC adviser

Jan 2, 2015

Mar 25, 2017

MANCHESTER, NH|Manchester, NH

Previous registration

NEW ENGLAND SECURITIES CORPORATION

Former SEC adviser

Jun 29, 2004

Jan 2, 2015

MANCHESTER, NH|MANCHESTER, NH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

Mariner

MML INVESTORS SERVICES, LLC

Feb 1, 2018

Mar 25, 2017

-313

Bulk transfer

Other

MSI FINANCIAL SERVICES, INC.

Mariner

Mar 25, 2017

Apr 7, 2016

-352

Firm change after gap

Other

NEW ENGLAND SECURITIES CORPORATION

MSI FINANCIAL SERVICES, INC.

Jan 2, 2015

Bulk transfer

Other

Team

Left

Joined

From

Kind

14251:151664:NH:2017-03-25

Mar 25, 2017

Apr 7, 2016

MANCHESTER, NH

Firm change after gap