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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

ELDON DRYDEN PENCE

Advisor at PENCE CAPITAL MANAGEMENT, LLC

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cbcacfe0-097f-b5ba-76c8-7f94ca612bd7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 17, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PENCE CAPITAL MANAGEMENT, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Exams: S63|S65
First exam: Jan 12, 1987
First registration: Apr 17, 2008
Dual registered: yes, broker-dealer
Other names: ELDON DRYDEN PENCE|DRYDON PENCE|DRYDEN PENCE
IAPD individual key: 1372965

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PENCE CAPITAL MANAGEMENT, LLC	Other adviser	Mar 16, 2016	n/a	yes	NEWPORT BEACH, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 17, 2002	n/a	yes	NEWPORT BEACH, CA	Current employment
PENCE FINANCIAL GROUP, LLC	n/a	Feb 18, 2021	Aug 24, 2022	no	NEWPORT BEACH, CA	Previous registration
PENCE WEALTH MANAGEMENT, INC.	n/a	May 7, 2008	Dec 4, 2023	no	NEWPORT BEACH, CA	Previous registration
K-ONE INVESTMENT COMPANY, INC.	n/a	Apr 17, 2008	Jun 10, 2009	no	FORT SMITH, AR\|FORT SMITH, AR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PENCE WEALTH MANAGEMENT, INC.	PENCE CAPITAL MANAGEMENT, LLC	Dec 4, 2023	Mar 16, 2016	-2,819	Firm change after gap	Other
PENCE FINANCIAL GROUP, LLC	n/a	Aug 24, 2022	n/a	n/a	Departure no registered destination	Departure
K-ONE INVESTMENT COMPANY, INC.	PENCE WEALTH MANAGEMENT, INC.	Jun 10, 2009	May 7, 2008	-399	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
146599:281739:CA:2023-12-04	Dec 4, 2023	Mar 16, 2016	NEWPORT BEACH, CA	Firm change after gap

Relationships

Registered with (5)

→ PENCE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 16, 2016 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 17, 2002 to presentfactForm ADV
→ PENCE WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
May 7, 2008 to Dec 4, 2023factForm ADV
→ PENCE FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Feb 18, 2021 to Aug 24, 2022factForm ADV
→ K-ONE INVESTMENT COMPANY, INC.Registered adviserregistration: previous registration
Apr 17, 2008 to Jun 10, 2009factForm ADV

Dated events

Occurred
Dec 4, 2023
Advisor changed firm
Eldon Dryden Pence left Pence Wealth Management, Inc. for Pence Capital Management, Llc (registered 2016-03-16)
Form ADVobserved 5 days ago
Occurred
Aug 24, 2022
Advisor departed, no destination yet
Eldon Dryden Pence no longer registered at Pence Financial Group, Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cbcacfe0-097f-b5ba-76c8-7f94ca612bd7
First observed: Apr 17, 2008
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ELDON DRYDEN PENCE

Advisor at PENCE CAPITAL MANAGEMENT, LLC

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cbcacfe0-097f-b5ba-76c8-7f94ca612bd7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:59 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PENCE CAPITAL MANAGEMENT, LLC

Other adviser

Mar 16, 2016

n/a

yes

NEWPORT BEACH, CA

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Oct 17, 2002

n/a

yes

NEWPORT BEACH, CA

Current employment

PENCE FINANCIAL GROUP, LLC

n/a

Feb 18, 2021

Aug 24, 2022

NEWPORT BEACH, CA

Previous registration

PENCE WEALTH MANAGEMENT, INC.

n/a

May 7, 2008

Dec 4, 2023

NEWPORT BEACH, CA

Previous registration

K-ONE INVESTMENT COMPANY, INC.

n/a

Apr 17, 2008

Jun 10, 2009

FORT SMITH, AR|FORT SMITH, AR

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PENCE WEALTH MANAGEMENT, INC.

PENCE CAPITAL MANAGEMENT, LLC

Dec 4, 2023

Mar 16, 2016

-2,819

Firm change after gap

Other

PENCE FINANCIAL GROUP, LLC

n/a

Aug 24, 2022

n/a

Departure no registered destination

Departure

K-ONE INVESTMENT COMPANY, INC.

PENCE WEALTH MANAGEMENT, INC.

Jun 10, 2009

May 7, 2008

-399

Firm change after gap

Other

Team

Left

Joined

From

Kind

146599:281739:CA:2023-12-04

Dec 4, 2023

Mar 16, 2016

NEWPORT BEACH, CA

Firm change after gap