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Reading the graph
Advisor at MORGAN STANLEY
Holladay, UT | Salt Lake City, UT | West Jordan, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 17, 2018 | n/a | yes | Salt Lake City, UT|West Jordan, UT|Holladay, UT | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 28, 2016 | no | SOUTH JORDAN, UT | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Jan 12, 2009 | Jun 1, 2009 | no | SOUTH JORDAN, UT | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 7, 2006 | Nov 21, 2008 | no | MIDVALE, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MORGAN STANLEY & CO. LLC | Nov 21, 2008 | Jan 12, 2009 | 52 | Firm change | Other |