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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

KRISTINA RAE ANN RECKER

Advisor at UBS FINANCIAL SERVICES INC.

SAN ANTONIO, TX | HOUSTON, TX | San Antonio, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Sep 13, 1999
First registration: Aug 1, 2006
Dual registered: yes, broker-dealer
Other names: KRISTINA R TUNE|KRIS TUNE|KRISTINA RAE ANN TUNE|KRIS RECKER|KRISTINA RAE ANN RECKER|Kristina Recker
IAPD individual key: 2845007

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 24, 2019	n/a	yes	HOUSTON, TX\|San Antonio, TX\|SAN ANTONIO, TX	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 3, 2017	Jul 13, 2019	no	HOUSTON, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 2, 2010	Oct 20, 2017	no	HOUSTON, TX\|NEW CUMBERLAND, PA\|HOUSTON, TX\|HOUSTON, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 16, 2010	no	Houston, TX\|CAMP HILL, PA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 5, 2009	Jun 1, 2009	no	HOUSTON, TX\|CAMP HILL, PA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 1, 2006	Jan 20, 2009	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Jul 13, 2019	Jul 24, 2019	11	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 20, 2017	Oct 3, 2017	-17	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Jun 16, 2010	Jun 2, 2010	-14	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	CITIGROUP GLOBAL MARKETS INC.	Jan 20, 2009	Jan 5, 2009	-15	Firm change	Other

Relationships

Registered with (4)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 2, 2010 to Oct 20, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 3, 2017 to Jul 13, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 16, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 5, 2009 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.