This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SAGE, RUTTY & CO., INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Nov 9, 2017

First registration

Feb 12, 2020

Dual registered

yes, broker-dealer

Other names

JOSEPH PARKS

IAPD individual key

6858882

• Occurred

  Feb 28, 2022
  Advisor changed firm

  Joseph Stephen Parks left Ameriprise Financial Services, Llc for Sage, Rutty & Co., Inc. (registered 2022-03-08)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cbdda16b-12eb-5664-ff2c-bc98556411a3

First observed

Feb 12, 2020

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.