DFX Intelligence

E•••• R•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

E•••• R•••••• M••••••••

Advisor at L•• F•••••••• L••

KENNEWICK, WA

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Search this name across graphsid dfx:ria:cbdde95d-527e-cb4c-8bb1-6251dff84834

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 27, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 3, 2025	n/a	yes	KENNEWICK, WA	Current employment
C••••••••• W••••• S••••••••• I•••	Former SEC adviser	Mar 14, 2022	Jul 12, 2024	no	KENNEWICK, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• S••••••••• I•••	L•• F•••••••• L••	Jul 12, 2024	Sep 3, 2025	418	Firm change after gap	RIA to ibd
T••••••• A•••••• N••••••• L••	C••••••••• W••••• S••••••••• I•••	Jan 10, 2022	Mar 14, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
297491:6413:WA:2024-07-12	Jul 12, 2024	Sep 3, 2025	KENNEWICK, WA	Firm change after gap
18387:304569:WA:2020-02-26	Feb 26, 2020	Feb 24, 2020	BELLEVUE, WA	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 3, 2025 to presentfactForm ADV
→ C••••••••• W••••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 14, 2022 to Jul 12, 2024factForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Feb 24, 2020 to Jan 10, 2022factForm ADV
→ T••••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Jul 12, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 10, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cbdde95d-527e-cb4c-8bb1-6251dff84834
First observed: Apr 27, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.