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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialistdual registered (broker-dealer)13 years in industry

KELCIE LARUE SCHIRALDI

Advisor at LPL FINANCIAL LLC

YOUNGSTOWN, OH | SAN DIEGO, CA | Youngstown, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 9, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Personal Financial Specialist
Exams: S66
First exam: Jun 13, 2019
First registration: Sep 9, 2013
Dual registered: yes, broker-dealer
Other names: KELCIE WITMER|KELCIE LARUE WITMER
IAPD individual key: 6187092

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 27, 2024	n/a	yes	Youngstown, OH\|YOUNGSTOWN, OH\|SAN DIEGO, CA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	Aug 29, 2024	no	YOUNGSTOWN, OH	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Dec 1, 2021	Sep 1, 2023	no	YOUNGSTOWN, OH	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 31, 2019	Dec 6, 2021	no	INDEPENDENCE, OH\|COLUMBIANA, OH	Previous registration
HBKS WEALTH ADVISORS	Independent wealth	Sep 9, 2013	Jun 26, 2015	no	CANFIELD, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Aug 29, 2024	Aug 27, 2024	-2	Bulk transfer	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
VOYA FINANCIAL ADVISORS, INC.	SAGEPOINT FINANCIAL, INC.	Dec 6, 2021	Dec 1, 2021	-5	Firm change	Ibd to ibd
HBKS WEALTH ADVISORS	VOYA FINANCIAL ADVISORS, INC.	Jun 26, 2015	Jan 31, 2019	1,315	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 27, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 1, 2023 to Aug 29, 2024factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Dec 1, 2021 to Sep 1, 2023factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 31, 2019 to Dec 6, 2021factForm ADV
→ HBKS WEALTH ADVISORSRegistered adviserregistration: previous registration
Sep 9, 2013 to Jun 26, 2015factForm ADV

Dated events

No dated event names this entity yet.