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Advisor at ALLSTATE FINANCIAL ADVISORS, LLC
Lincoln, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Oct 31, 2008 | n/a | yes | Lincoln, NE | Current employment |
| SMITH HAYES ADVISERS INC | Former SEC adviser | Feb 10, 2004 | Aug 3, 2005 | no | LINCOLN, NE | Previous registration |
| WADDELL & REED | Former SEC adviser | Sep 11, 2002 | Dec 31, 2003 | no | LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SMITH HAYES ADVISERS INC | ALLSTATE FINANCIAL ADVISORS, LLC | Aug 3, 2005 | Oct 31, 2008 | 1,185 | Firm change after gap | Other |
| WADDELL & REED | SMITH HAYES ADVISERS INC | Dec 31, 2003 | Feb 10, 2004 | 41 | Firm change | Other |