DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Ryan Harm
Feed of 09/14/2026
Also filed as Mike Harm
At current firm
17 y
since Oct 31, 2008
In the industry
24 y
since Jun 14, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Allstate Financial Advisors, LLC BD affiliated currentsince Oct 31, 2008 · Lincoln, Ne
- Smith Hayes Advisers Inc formerFeb 10, 2004 to Aug 3, 2005 · Lincoln, Ne
- Waddell & Reed formerSep 11, 2002 to Dec 31, 2003 · Lincoln, Ne
Moves
a registration end followed by a registration begin elsewhere
- Smith Hayes Advisers Inc to Allstate Financial Advisors, LLCleft Aug 3, 2005, registered Oct 31, 2008 (1185 days) · Other
- Waddell & Reed to Smith Hayes Advisers Incleft Dec 31, 2003, registered Feb 10, 2004 (41 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address