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Advisor at SUNSET STRATEGIC FINANCIAL ADVISORS, LLC
BEAVERTON, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUNSET STRATEGIC FINANCIAL ADVISORS, LLC | State registered | Jun 13, 2012 | n/a | yes | BEAVERTON, OR | Current employment |
| Spc | Bd affiliated wealth | Oct 8, 2010 | Nov 9, 2011 | no | BEAVERTON, OR | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Feb 23, 2007 | Dec 24, 2009 | no | LAKE OSWEGO, OR | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Aug 23, 2005 | Jan 31, 2007 | no | PORTLAND, OR|PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Spc | SUNSET STRATEGIC FINANCIAL ADVISORS, LLC | Nov 9, 2011 | Jun 13, 2012 | 217 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | Spc | Dec 24, 2009 | Oct 8, 2010 | 288 | Firm change | Other |
| OSAIC FA, INC. | NEW ENGLAND SECURITIES CORPORATION | Jan 31, 2007 | Feb 23, 2007 | 23 | Firm change | Other |