RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• S•••• P•••••
- S••••• S•••••••• F•••••••• A•••••••• L•• state registered currentsince Jun 13, 2012 · Beaverton, Or
- S•• BD affiliatedOct 8, 2010 to Nov 9, 2011 · Beaverton, Or
- N•• E•••••• S••••••••• C••••••••• formerFeb 23, 2007 to Dec 24, 2009 · Lake Oswego, Or
- O•••• F•• I••• formerAug 23, 2005 to Jan 31, 2007 · Portland, Or
- S•• to S••••• S•••••••• F•••••••• A•••••••• L••left Nov 9, 2011, registered Jun 13, 2012 (217 days) · Other
- N•• E•••••• S••••••••• C••••••••• to S••left Dec 24, 2009, registered Oct 8, 2010 (288 days) · Other
- O•••• F•• I••• to N•• E•••••• S••••••••• C•••••••••left Jan 31, 2007, registered Feb 23, 2007 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address