DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst26 years in industry

KENNETH JAMES DEAN

Advisor at WINTHROP WEALTH

Bedford, NH | BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc09ffc8-dcdf-98aa-741d-ba516345663d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WINTHROP WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S65|S63
First exam: Oct 15, 2002
First registration: Jan 16, 2003
Dual registered: no
Other names: Ken Dean|Kenneth J Dean
IAPD individual key: 4567381

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WINTHROP WEALTH	Independent wealth	May 7, 2018	n/a	yes	BOSTON, MA\|Bedford, NH	Current employment
PEAK FINANCIAL MANAGEMENT INC	Independent wealth	Jan 14, 2016	Jul 24, 2017	no	WELLESLEY, MA	Previous registration
GRANITE STATE RETIREMENT PLANNING, INC.	Independent wealth	Feb 22, 2008	Jan 8, 2013	no	BEDFORD, NH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 10, 2003	Aug 12, 2003	no	MANCHESTER, NH	Previous registration
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Jan 16, 2003	May 2, 2003	no	BEDFORD, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PEAK FINANCIAL MANAGEMENT INC	WINTHROP WEALTH	Jul 24, 2017	May 7, 2018	287	Firm change	Other
GRANITE STATE RETIREMENT PLANNING, INC.	PEAK FINANCIAL MANAGEMENT INC	Jan 8, 2013	Jan 14, 2016	1,101	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	GRANITE STATE RETIREMENT PLANNING, INC.	Aug 12, 2003	Feb 22, 2008	1,655	Firm change after gap	Wirehouse to RIA
MONEY CONCEPTS ADVISORY SERVICE	UBS FINANCIAL SERVICES INC.	May 2, 2003	Jun 10, 2003	39	Firm change	Other

Relationships

Registered with (5)

→ WINTHROP WEALTHRegistered adviserregistration: current employment
May 7, 2018 to presentfactForm ADV
→ PEAK FINANCIAL MANAGEMENT INCRegistered adviserregistration: previous registration
Jan 14, 2016 to Jul 24, 2017factForm ADV
→ GRANITE STATE RETIREMENT PLANNING, INC.Registered adviserregistration: previous registration
Feb 22, 2008 to Jan 8, 2013factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 10, 2003 to Aug 12, 2003factForm ADV
→ MONEY CONCEPTS ADVISORY SERVICERegistered adviserregistration: previous registration
Jan 16, 2003 to May 2, 2003factForm ADV

Dated events

No dated event names this entity yet.