DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

WINTHROP WEALTH

WINTHROP ADVISORY GROUP, LLC, CRD 288178

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d3c1292-a1b7-7ff0-efe4-a02b91eb8206

Data as of Aug 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 44
Dated events: 9
On other graphs: 0
Observed: Apr 14, 2017 to Aug 17, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.1BItem 5.F on the latest filing (2026-08-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.1B
Private client RAUM: $2.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 28
RAUM per advisor: $111Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 40
Advisory employees: 27
Offices: 18Schedule D 1.F, beyond the principal office
Accounts: 4,369
Individual clients: 1,662
High net worth clients: 743
Custody, client assets: $1.4B
SEC number: 801-110461
CIK: 1739043
CRD: 288178
Filings on the tape: 34
First filed: Apr 14, 2017
Latest filed: Aug 17, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 28

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
EARL BRYAN WINTHROP	n/a	BOSTON, MA	9	40	1	no
EDWARD THOMAS BURKE	Chartered Financial Analyst	BOSTON, MA \| Sratham, NH \| Westborough, MA	8	29	1	no
RICHARD CHARLES ST. ONGE	n/a	BOSTON, MA	8	23	1	no
LUCAS ALEXANDER WINTHROP	n/a	BOSTON, MA	8	13	1	no
MARK STEVEN WINTHROP	n/a	Denver, CO \| Westborough, MA \| BOSTON, MA	8	39	1	no
ROBERT ERIC ZOLA	Certified Financial Planner	BOSTON, MA \| Rockville Centre, NY	8	10	1	no
PETER THOMAS JAWORSKI	Certified Financial Planner\|Chartered Financial Consultant	BOSTON, MA \| WAKEFIELD, MA	8	29	3	no
GREGORY PAUL COSTANTINO	Certified Financial Planner	BOSTON, MA \| Portland, ME \| Wakefield, MA	8	24	2	no
ANDREW JOSEPH MURPHY	Chartered Financial Analyst	Westborough, MA \| BOSTON, MA	8	12	1	no
MAX GUSTAV WINTHROP	n/a	Westborough, MA \| BOSTON, MA	8	12	n/a	no
KENNETH JAMES DEAN	Certified Financial Planner\|Chartered Financial Analyst	Bedford, NH \| BOSTON, MA	8	26	4	no
Daniel L Castle	Certified Financial Planner\|Chartered Financial Consultant	Bellingham, MA \| BOSTON, MA	7	21	1	no
RICHARD ANDREW BOEHM	Certified Financial Planner	Westport, CT \| BOSTON, MA \| SCOTTSDALE, AZ	6	33	5	no
SHEENA ANNE OBEROI	Certified Financial Planner	BOSTON, MA \| SCOTTSDALE, AZ	6	19	n/a	no
JONATHAN PETER HUNTER	n/a	BOSTON, MA	4	15	4	no
HARVEY ALAN SLAUGHTER	n/a	BOSTON, MA	3	12	3	no
Francesca M Lanza	n/a	BOSTON, MA	3	13	1	no
DAVID MICHAEL MORETSKY	Certified Financial Planner\|Chartered Financial Consultant	BOSTON, MA \| ISSAQUAH, WA \| Bellevue, WA	3	26	7	no
AIMEE MARGARET LLOYD	Certified Financial Planner	Bellevue, WA \| Shoreline, WA \| BOSTON, MA	3	24	6	no
ROBERT JAMES REAMER	Certified Financial Planner	BOSTON, MA \| Nooksack, WA \| Bellevue, WA	3	18	6	no
AMBER MICHELE MOSER	Certified Financial Planner	Bellevue, WA \| Nashville, TN \| BOSTON, MA	3	12	2	no
Sean Winthrop	n/a	Denver, CO \| Westborough, MA \| BOSTON, MA	3	11	n/a	no
Matthew Joseph McGrath	Chartered Financial Analyst	BOSTON, MA	1	10	n/a	no
Cavan M Lamontagne	n/a	BOSTON, MA	1	12	n/a	no
DAVID WILLIAM MERCER	n/a	BOSTON, MA \| Bainbridge Island, WA	1	28	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MURPHY, ANDREW, JOSEPH	CO-CHIEF INVESTMENT OFFICER	Na	yes	02/2021	Aug 17, 2026	Aug 17, 2026
SLAUGHTER, HARVEY, ALAN	DIRECTOR OF OPERATIONS AND CLIENT SERVICE, EXECUTIVE	Na	yes	01/2023	Aug 17, 2026	Aug 17, 2026
WINTHROP, EARL, BRYAN	MANAGING MEMBER (CLASS A), ELECTED MANAGER	C	yes	12/2022	Aug 17, 2026	Aug 17, 2026
WINTHROP, LUCAS, ALEXANDER	CHIEF OPERATING OFFICER, ELECTED MANAGER	Na	yes	12/2022	Aug 17, 2026	Aug 17, 2026
WINTHROP, MAX, GUSTAV	CHIEF EXECUTIVE OFFICER, ELECTED MANAGER	Na	yes	12/2022	Aug 17, 2026	Aug 17, 2026
BANCHICK, MICHAEL, G.	CHIEF TECHNOLOGY OFFICER	Na	yes	04/2017	Mar 1, 2019	Nov 14, 2024
ST. ONGE, PPC, RICHARD, CHARLES	CHIEF COMPLIANCE OFFICER	Na	yes	04/2017	Apr 14, 2017	Nov 14, 2024
WINTHROP, MARK, STEVEN	MANAGING MEMBER (CLASS A AND B), ELECTED MANAGER	C	yes	12/2022	Apr 14, 2017	Nov 14, 2024
LPL CAPITAL PARTNERS, INC.	MEMBER (CLASS C)	B	no	12/2022	Aug 17, 2026	Aug 17, 2026
WINTHROP FAMILY IRREVOCABLE	TRUST (CLASS B)	C	no	12/2020	Aug 17, 2026	Aug 17, 2026
WINTHROP FAMILY IRREVOCABLE TRUST	TRUST (CLASS B)	C	no	12/2020	Mar 5, 2021	Nov 14, 2024
WINTHROP, LUCAS, ALEXANDER	Trustee	F	no	12/2020	Mar 21, 2018	Nov 14, 2024
WINTHROP, MAX, GUSTAV	Trustee	F	no	12/2020	Mar 21, 2018	Nov 14, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bellevue	Wa	United States	3	yes
Scottsdale	Az	United States	2	yes
Wakefield	Ma	United States	2	yes
Westport	Ct	United States	1	yes
Westborough	Ma	United States	1	yes
Bellingham	Wa	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$3.1B	$3.1B	38	25	19	n/a	n/a
2024	Mar 21, 2025	$2.6B	$2.6B	36	22	16	n/a	n/a
2023	Feb 26, 2024	$2.2B	$2.2B	31	22	14	n/a	n/a
2022	Feb 24, 2023	$1.8B	$1.8B	28	21	9	n/a	n/a
2021	Mar 4, 2022	$1.9B	$1.8B	22	18	6	n/a	n/a
2020	Mar 5, 2021	$1.6B	$1.5B	21	15	6	n/a	n/a
2019	Jan 31, 2020	$1.3B	$1.3B	17	12	4	n/a	n/a
2018	Mar 1, 2019	$1.1B	$1.1B	18	12	5	n/a	n/a
2017	Mar 21, 2018	$1.1B	$1.1B	10	9	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.1B	$2.6B	19.2%	$1.8B	19.2%	40	36	18	16

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EAGLE STRATEGIES LLC	2	Apr 13, 2026	Apr 10, 2026	NATICK, MA	Team lift out	Ibd to RIA	0.1%
LPL FINANCIAL LLC	3	Jan 8, 2025	Oct 16, 2017	WESTBOROUGH, MA	Team lift out	Ibd to RIA	0.0%
PRIVATE ADVISOR GROUP, LLC	4	Dec 2, 2022	Nov 15, 2022	BELLEVUE, WA	Team lift out	Ibd to RIA	0.6%

Relationships

Registered with (29)

← Joseph M AnastasiAdvisorregistration: current employment
Jul 9, 2026 to presentfactForm ADV
← SCOTT COHENAdvisorregistration: current employment
Apr 10, 2026 to presentfactForm ADV
← ROBERT ABENDROTHAdvisorregistration: current employment
Apr 10, 2026 to presentfactForm ADV
← DAVID WILLIAM MERCERAdvisorregistration: current employment
Sep 3, 2025 to presentfactForm ADV
← Cavan M LamontagneAdvisorregistration: current employment
Jun 26, 2025 to presentfactForm ADV
← Matthew Joseph McGrathAdvisorregistration: current employment
May 22, 2025 to presentfactForm ADV
← Sean WinthropAdvisorregistration: current employment
Apr 19, 2023 to presentfactForm ADV
← DAVID MICHAEL MORETSKYAdvisorregistration: current employment
Nov 15, 2022 to presentfactForm ADV
← AIMEE MARGARET LLOYDAdvisorregistration: current employment
Nov 15, 2022 to presentfactForm ADV
← ROBERT JAMES REAMERAdvisorregistration: current employment
Nov 15, 2022 to presentfactForm ADV
← AMBER MICHELE MOSERAdvisorregistration: current employment
Nov 15, 2022 to presentfactForm ADV
← Francesca M LanzaAdvisorregistration: current employment
Nov 2, 2022 to presentfactForm ADV
← HARVEY ALAN SLAUGHTERAdvisorregistration: current employment
Oct 4, 2022 to presentfactForm ADV
← JONATHAN PETER HUNTERAdvisorregistration: current employment
Nov 10, 2021 to presentfactForm ADV
← SHEENA ANNE OBEROIAdvisorregistration: current employment
Aug 20, 2020 to presentfactForm ADV
← RICHARD ANDREW BOEHMAdvisorregistration: current employment
Aug 12, 2020 to presentfactForm ADV
← Daniel L CastleAdvisorregistration: current employment
Jun 18, 2019 to presentfactForm ADV
← KENNETH JAMES DEANAdvisorregistration: current employment
May 7, 2018 to presentfactForm ADV
← GREGORY PAUL COSTANTINOAdvisorregistration: current employment
Mar 19, 2018 to presentfactForm ADV
← ANDREW JOSEPH MURPHYAdvisorregistration: current employment
Mar 19, 2018 to presentfactForm ADV
← MAX GUSTAV WINTHROPAdvisorregistration: current employment
Mar 19, 2018 to presentfactForm ADV
← MARK STEVEN WINTHROPAdvisorregistration: current employment
Oct 16, 2017 to presentfactForm ADV
← ROBERT ERIC ZOLAAdvisorregistration: current employment
Oct 16, 2017 to presentfactForm ADV
← PETER THOMAS JAWORSKIAdvisorregistration: current employment
Oct 16, 2017 to presentfactForm ADV
← EDWARD THOMAS BURKEAdvisorregistration: current employment
Oct 11, 2017 to presentfactForm ADV
← RICHARD CHARLES ST. ONGEAdvisorregistration: current employment
Oct 11, 2017 to presentfactForm ADV
← LUCAS ALEXANDER WINTHROPAdvisorregistration: current employment
Oct 11, 2017 to presentfactForm ADV
← EARL BRYAN WINTHROPAdvisorregistration: current employment
May 16, 2017 to presentfactForm ADV
← Maggie Webster PiccirilloAdvisorregistration: previous registration
Oct 11, 2017 to Nov 12, 2019factForm ADV

Moved with (3)

← EAGLE STRATEGIES LLCRegistered adviser2 advisors, team lift out, same day
Apr 13, 2026 to Apr 10, 2026factForm ADV
← PRIVATE ADVISOR GROUP, LLCRegistered adviser4 advisors, team lift out, same day
Dec 2, 2022 to Nov 15, 2022factForm ADV
← LPL FINANCIAL LLCRegistered adviser3 advisors, team lift out, same day
Jan 8, 2025 to Oct 16, 2017factForm ADV

Controls (8)

← WINTHROP, EARL, BRYANOwnerMANAGING MEMBER (CLASS A), ELECTED MANAGER, ownership code C, individual
Apr 14, 2017 to Nov 14, 2024factForm ADV
← WINTHROP, MARK, STEVENOwnerMANAGING MEMBER (CLASS A AND B), ELECTED MANAGER, ownership code C, individual
Apr 14, 2017 to Nov 14, 2024factForm ADV
← ST. ONGE, PPC, RICHARD, CHARLESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 14, 2017 to Nov 14, 2024factForm ADV
← MURPHY, ANDREW, JOSEPHOwnerCO-CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 5, 2021 to Nov 14, 2024factForm ADV
← WINTHROP, MAX, GUSTAVOwnerCHIEF OPERATING OFFICER, ELECTED MANAGER, ownership code NA, individual
Mar 21, 2018 to Nov 14, 2024factForm ADV
← WINTHROP, LUCAS, ALEXANDEROwnerCHIEF OPERATING OFFICER, ELECTED MANAGER, ownership code NA, individual
Mar 21, 2018 to Nov 14, 2024factForm ADV
← SLAUGHTER, HARVEY, ALANOwnerDIRECTOR OF OPERATIONS AND CLIENT SERVICE, EXECUTIVE, ownership code NA, individual
Feb 24, 2023 to Nov 14, 2024factForm ADV
← BANCHICK, MICHAEL, G.OwnerCHIEF TECHNOLOGY OFFICER, ownership code NA, individual
Mar 1, 2019 to Nov 14, 2024factForm ADV

Owns (4)

← WINTHROP, MAX, GUSTAVOwnerTRUSTEE, ownership code F, individual
Mar 21, 2018 to Nov 14, 2024factForm ADV
← WINTHROP, LUCAS, ALEXANDEROwnerTRUSTEE, ownership code F, individual
Mar 21, 2018 to Nov 14, 2024factForm ADV
← LPL CAPITAL PARTNERS, INC.OwnerMEMBER (CLASS C), ownership code B, domestic entity
Feb 24, 2023 to Nov 14, 2024factForm ADV
← WINTHROP FAMILY IRREVOCABLE TRUSTOwnerTRUST (CLASS B), ownership code C, domestic entity
Mar 5, 2021 to Nov 14, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 13, 2026
Team lift-out
2 advisors left Eagle Strategies LLC (Natick, MA) for Winthrop Wealth on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jan 8, 2025
Team lift-out
3 advisors left LPL Financial LLC (Westborough, MA) for Winthrop Wealth on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Feb 24, 2023
Control person joined
Alan Harvey Slaughter (Director Of Operations And Client Service, Executive) appeared on Schedule A of Winthrop Wealth
Form ADVobserved 5 days ago
Occurred
Dec 2, 2022
Team lift-out
4 advisors left Private Advisor Group, LLC (Bellevue, WA) for Winthrop Wealth on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Mar 5, 2021
Control person joined
Joseph Andrew Murphy (Co-Chief Investment Officer) appeared on Schedule A of Winthrop Wealth
Form ADVobserved 5 days ago
Occurred
Mar 1, 2019
Control person joined
G. Michael Banchick (Chief Technology Officer) appeared on Schedule A of Winthrop Wealth
Form ADVobserved 5 days ago
Occurred
Apr 14, 2017
First Form ADV filing
Winthrop Advisory Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 2 bookkeeping events

Occurred
Feb 24, 2023
Winthrop Wealth reported 28 state-registered advisory representatives, up from 18 (2022-11-15 to 2023-02-24)
Occurred
Jan 31, 2020
Winthrop Wealth reported 12 state-registered advisory representatives, up from 0 (2019-08-01 to 2020-01-31)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d3c1292-a1b7-7ff0-efe4-a02b91eb8206
First observed: Apr 14, 2017
Last observed: Aug 17, 2026 34 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WINTHROP WEALTH

WINTHROP ADVISORY GROUP, LLC, CRD 288178

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d3c1292-a1b7-7ff0-efe4-a02b91eb8206

Data as of Aug 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

EARL BRYAN WINTHROP

n/a

BOSTON, MA

EDWARD THOMAS BURKE

Chartered Financial Analyst

BOSTON, MA | Sratham, NH | Westborough, MA

RICHARD CHARLES ST. ONGE

n/a

BOSTON, MA

LUCAS ALEXANDER WINTHROP

n/a

BOSTON, MA

MARK STEVEN WINTHROP

n/a

Denver, CO | Westborough, MA | BOSTON, MA

ROBERT ERIC ZOLA

Certified Financial Planner

BOSTON, MA | Rockville Centre, NY

PETER THOMAS JAWORSKI

Certified Financial Planner|Chartered Financial Consultant

BOSTON, MA | WAKEFIELD, MA

GREGORY PAUL COSTANTINO

Certified Financial Planner

BOSTON, MA | Portland, ME | Wakefield, MA

ANDREW JOSEPH MURPHY

Chartered Financial Analyst

Westborough, MA | BOSTON, MA

MAX GUSTAV WINTHROP

n/a

Westborough, MA | BOSTON, MA

n/a

KENNETH JAMES DEAN

Certified Financial Planner|Chartered Financial Analyst

Bedford, NH | BOSTON, MA

Daniel L Castle

Certified Financial Planner|Chartered Financial Consultant

Bellingham, MA | BOSTON, MA

RICHARD ANDREW BOEHM

Certified Financial Planner

Westport, CT | BOSTON, MA | SCOTTSDALE, AZ

SHEENA ANNE OBEROI

Certified Financial Planner

BOSTON, MA | SCOTTSDALE, AZ

n/a

JONATHAN PETER HUNTER

n/a

BOSTON, MA

HARVEY ALAN SLAUGHTER

n/a

BOSTON, MA

Francesca M Lanza

n/a

BOSTON, MA

DAVID MICHAEL MORETSKY

Certified Financial Planner|Chartered Financial Consultant

BOSTON, MA | ISSAQUAH, WA | Bellevue, WA

AIMEE MARGARET LLOYD

Certified Financial Planner

Bellevue, WA | Shoreline, WA | BOSTON, MA

ROBERT JAMES REAMER

Certified Financial Planner

BOSTON, MA | Nooksack, WA | Bellevue, WA

AMBER MICHELE MOSER

Certified Financial Planner

Bellevue, WA | Nashville, TN | BOSTON, MA

Sean Winthrop

n/a

Denver, CO | Westborough, MA | BOSTON, MA

n/a

Matthew Joseph McGrath

Chartered Financial Analyst

BOSTON, MA

n/a

Cavan M Lamontagne

n/a

BOSTON, MA

n/a

DAVID WILLIAM MERCER

n/a

BOSTON, MA | Bainbridge Island, WA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MURPHY, ANDREW, JOSEPH

CO-CHIEF INVESTMENT OFFICER

yes

02/2021

Aug 17, 2026

SLAUGHTER, HARVEY, ALAN

DIRECTOR OF OPERATIONS AND CLIENT SERVICE, EXECUTIVE

yes

01/2023

Aug 17, 2026

WINTHROP, EARL, BRYAN

MANAGING MEMBER (CLASS A), ELECTED MANAGER

yes

12/2022

Aug 17, 2026

WINTHROP, LUCAS, ALEXANDER

CHIEF OPERATING OFFICER, ELECTED MANAGER

yes

12/2022

Aug 17, 2026

WINTHROP, MAX, GUSTAV

CHIEF EXECUTIVE OFFICER, ELECTED MANAGER

yes

12/2022

Aug 17, 2026

BANCHICK, MICHAEL, G.

CHIEF TECHNOLOGY OFFICER

yes

04/2017

Mar 1, 2019

Nov 14, 2024

ST. ONGE, PPC, RICHARD, CHARLES

CHIEF COMPLIANCE OFFICER

yes

04/2017

Apr 14, 2017

Nov 14, 2024

WINTHROP, MARK, STEVEN

MANAGING MEMBER (CLASS A AND B), ELECTED MANAGER

yes

12/2022

Apr 14, 2017

Nov 14, 2024

LPL CAPITAL PARTNERS, INC.

MEMBER (CLASS C)

12/2022

Aug 17, 2026

WINTHROP FAMILY IRREVOCABLE

TRUST (CLASS B)

12/2020

Aug 17, 2026

WINTHROP FAMILY IRREVOCABLE TRUST

TRUST (CLASS B)

12/2020

Mar 5, 2021

Nov 14, 2024

WINTHROP, LUCAS, ALEXANDER

Trustee

12/2020

Mar 21, 2018

Nov 14, 2024

WINTHROP, MAX, GUSTAV

Trustee

12/2020

Mar 21, 2018

Nov 14, 2024

City

State

Country

Employees

Also broker-dealer

Bellevue

United States

yes

Scottsdale

United States

yes

Wakefield

United States

yes

Westport

United States

yes

Westborough

United States

yes

Bellingham

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$3.1B

n/a

2024

Mar 21, 2025

$2.6B

n/a

2023

Feb 26, 2024

$2.2B

n/a

2022

Feb 24, 2023

$1.8B

n/a

2021

Mar 4, 2022

$1.9B

$1.8B

n/a

2020

Mar 5, 2021

$1.6B

$1.5B

n/a

2019

Jan 31, 2020

$1.3B

n/a

2018

Mar 1, 2019

$1.1B

n/a

2017

Mar 21, 2018

$1.1B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.1B

$2.6B

19.2%

$1.8B

19.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EAGLE STRATEGIES LLC

Apr 13, 2026

Apr 10, 2026

NATICK, MA

Team lift out

Ibd to RIA

0.1%

LPL FINANCIAL LLC

Jan 8, 2025

Oct 16, 2017

WESTBOROUGH, MA

Team lift out

Ibd to RIA

0.0%

PRIVATE ADVISOR GROUP, LLC

Dec 2, 2022

Nov 15, 2022

BELLEVUE, WA

Team lift out

Ibd to RIA

0.6%