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Advisor at J.P. MORGAN SECURITIES LLC
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 12, 2009 | n/a | yes | NEWPORT BEACH, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 15, 2008 | Jan 14, 2009 | no | NEWPORT BEACH, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Sep 27, 2004 | May 4, 2005 | no | NEWPORT BEACH, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Apr 30, 2002 | Jan 22, 2004 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | J.P. MORGAN SECURITIES LLC | Jan 14, 2009 | Jan 12, 2009 | -2 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | May 4, 2005 | Apr 15, 2008 | 1,077 | Firm change after gap | Other |