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Registered advisor
K••••••• V• S••••••••
Feed of 09/14/2026
Also filed as K••••••• F Fleischer
At current firm
17 y
since Jan 12, 2009
In the industry
31 y
since Jan 27, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 12, 2009 · Newport Beach, Ca
- W•••• F•••• A••••••• wirehouseApr 15, 2008 to Jan 14, 2009 · Newport Beach, Ca
- W•••• F•••• I••••••••• L•• unclassifiedSep 27, 2004 to May 4, 2005 · Newport Beach, Ca
- W•••• F•••• I••••••••• L•• unclassifiedApr 30, 2002 to Jan 22, 2004 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Jan 14, 2009, registered Jan 12, 2009 (-2 days) · Wirehouse to wirehouse
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left May 4, 2005, registered Apr 15, 2008 (1077 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address