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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

DLD ASSET MANAGEMENT, LP

CRD 170377

NEW YORK, NY

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Search this name across graphsid dfx:ria:cc2e9a18-0384-78cb-3fd4-9060cba9bbf8

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 9
On other graphs: 0
Observed: Jan 29, 2014 to Mar 27, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.0BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 9
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $97.0M
SEC number: 801-79166
CIK: 1578299
CRD: 170377
Filings on the tape: 27
First filed: Jan 29, 2014
Latest filed: Mar 27, 2026
Organised: Limited Partnership, DE
Website: dldam.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DLD MASTER FUND, L.P.	Hedge Fund	$271M	Jun 10, 2024	6	Mar 28, 2024	reported	021-478637
PM MANAGER FUND, SPC.-SEGREGATED PORTFOLIO 34	Hedge Fund	$133M	Mar 10, 2015	21	Mar 10, 2015	dropped	021-213528
DLD EVENT MASTER FUND, L.P.	Hedge Fund	$2.1M	Apr 10, 2020	5	Jan 29, 2014	dropped	021-199205
DLD CONVERTIBLE ARBITRAGE MASTER FUND, L.P.	Hedge Fund	$426,093	Jun 10, 2024	2	Mar 30, 2021	reported	021-378179

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DHUPER, NAVEEN, KUMAR	CHIEF FINANCIAL OFFICER	Na	yes	06/2013	Jan 29, 2014	Jun 10, 2024
DLD ASSET GP, LLC	GENERAL PARTNER	Na	yes	02/2013	Jan 29, 2014	Jun 10, 2024
DOUGLAS GRANAT REVOCABLE TRUST	Member	D	yes	06/2013	Mar 28, 2024	Jun 10, 2024
FRIEDMAN, MARK, LAWRENCE	LIMITED PARTNER AND CHIEF INVESTMENT OFFICER	D	yes	05/2013	Jan 29, 2014	Jun 10, 2024
FRIEDMAN, MARK, LAWRENCE	MANAGING MEMBER	E	yes	02/2013	Jan 29, 2014	Jun 10, 2024
GRANAT, DOUGLAS, TODD	Trustee	F	yes	07/1999	Mar 28, 2024	Jun 10, 2024
WAGNER, BRAD, DOUGLAS	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Jan 26, 2023	Jun 10, 2024
TRIGRAN VENTURES, LLC	LIMITED PARTNER	B	no	06/2013	Jan 29, 2014	Jun 10, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DLD MASTER GP, LLC	n/a	n/a	n/a	N	yes	n/a
DLD PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$3.0B	$3.0B	22	12	0	1	n/a
2024	Mar 20, 2025	$1.6B	$1.6B	16	9	0	1	n/a
2023	Mar 28, 2024	$1.9B	$1.9B	15	7	0	2	$272M
2022	Jan 26, 2023	$3.2B	$3.2B	13	6	0	1	$153M
2021	Mar 30, 2022	$4.0B	$4.0B	10	5	0	1	$294M
2020	Mar 30, 2021	$3.6B	$3.6B	10	6	0	1	$26.4M
2019	Mar 9, 2020	$1.7B	$1.7B	12	7	0	1	$23.1M
2018	Mar 14, 2019	$2.2B	$2.2B	11	7	0	1	$23.1M
2017	Mar 8, 2018	$1.2B	$1.2B	6	3	1	1	$6.9M
2016	Mar 29, 2017	$564M	$564M	6	3	n/a	1	$7.4M
2015	Mar 28, 2016	$113M	$113M	3	2	n/a	1	$6.7M
2014	Mar 10, 2015	$156M	$156M	3	2	n/a	2	$136M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.0B	$1.6B	84.3%	$3.2B	-2.2%	22	16	0	0

Relationships

Advises (4)

→ DLD MASTER FUND, L.P.Private fundHedge Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ DLD CONVERTIBLE ARBITRAGE MASTER FUND, L.P.Private fundHedge Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ DLD EVENT MASTER FUND, L.P.Private fundHedge Fund, IA, no longer reported
Jan 29, 2014 to Apr 10, 2020factForm ADV
→ PM MANAGER FUND, SPC.-SEGREGATED PORTFOLIO 34Private fundHedge Fund, IA, no longer reported
Mar 10, 2015 to Mar 10, 2015factForm ADV

Controls (6)

← FRIEDMAN, MARK, LAWRENCEOwnerMANAGING MEMBER, ownership code E, individual
Jan 29, 2014 to Jun 10, 2024factForm ADV
← DHUPER, NAVEEN, KUMAROwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 29, 2014 to Jun 10, 2024factForm ADV
← GRANAT, DOUGLAS, TODDOwnerTRUSTEE, ownership code F, individual
Mar 28, 2024 to Jun 10, 2024factForm ADV
← WAGNER, BRAD, DOUGLASOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 26, 2023 to Jun 10, 2024factForm ADV
← DLD ASSET GP, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Jan 29, 2014 to Jun 10, 2024factForm ADV
← DOUGLAS GRANAT REVOCABLE TRUSTOwnerMEMBER, ownership code D, domestic entity
Mar 28, 2024 to Jun 10, 2024factForm ADV

Owns (1)

← TRIGRAN VENTURES, LLCOwnerLIMITED PARTNER, ownership code B, domestic entity
Jan 29, 2014 to Jun 10, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Dld Asset Management, Lp reported RAUM $3.0B, up 84% from $1.6B (2025-03-20 to 2026-03-27)
Form ADVobserved 5 days ago
$1.4B
Occurred
Mar 28, 2024
Regulatory AUM changed
Dld Asset Management, Lp reported RAUM $1.9B, down 41% from $3.2B (2023-03-08 to 2024-03-28)
Form ADVobserved 5 days ago
$-1.3B
Occurred
Mar 28, 2024
Control person joined
Todd Douglas Granat (Trustee) appeared on Schedule A of Dld Asset Management, Lp
Form ADVobserved 5 days ago
Occurred
Jan 26, 2023
Control person joined
Douglas Brad Wagner (Chief Compliance Officer) appeared on Schedule A of Dld Asset Management, Lp
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
Dld Asset Management, Lp reported RAUM $3.6B, up 118% from $1.7B (2020-04-10 to 2021-03-30)
Form ADVobserved 5 days ago
$1.9B
Occurred
Mar 9, 2020
Regulatory AUM changed
Dld Asset Management, Lp reported RAUM $1.7B, down 26% from $2.2B (2019-07-23 to 2020-03-09)
Form ADVobserved 5 days ago
$-578M
Occurred
Mar 14, 2019
Regulatory AUM changed
Dld Asset Management, Lp reported RAUM $2.2B, up 84% from $1.2B (2018-03-08 to 2019-03-14)
Form ADVobserved 5 days ago
$1.0B
Occurred
Mar 8, 2018
Regulatory AUM changed
Dld Asset Management, Lp reported RAUM $1.2B, up 115% from $564.0M (2017-08-24 to 2018-03-08)
Form ADVobserved 5 days ago
$646M
Occurred
Jan 29, 2014
First Form ADV filing
Dld Asset Management, Lp filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc2e9a18-0384-78cb-3fd4-9060cba9bbf8
First observed: Jan 29, 2014
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DLD ASSET MANAGEMENT, LP

CRD 170377

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc2e9a18-0384-78cb-3fd4-9060cba9bbf8

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DLD MASTER FUND, L.P.

Hedge Fund

$271M

Jun 10, 2024

Mar 28, 2024

reported

021-478637

PM MANAGER FUND, SPC.-SEGREGATED PORTFOLIO 34

Hedge Fund

$133M

Mar 10, 2015

dropped

021-213528

DLD EVENT MASTER FUND, L.P.

Hedge Fund

$2.1M

Apr 10, 2020

Jan 29, 2014

dropped

021-199205

DLD CONVERTIBLE ARBITRAGE MASTER FUND, L.P.

Hedge Fund

$426,093

Jun 10, 2024

Mar 30, 2021

reported

021-378179

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DHUPER, NAVEEN, KUMAR

CHIEF FINANCIAL OFFICER

yes

06/2013

Jan 29, 2014

Jun 10, 2024

DLD ASSET GP, LLC

GENERAL PARTNER

yes

02/2013

Jan 29, 2014

Jun 10, 2024

DOUGLAS GRANAT REVOCABLE TRUST

Member

yes

06/2013

Mar 28, 2024

Jun 10, 2024

FRIEDMAN, MARK, LAWRENCE

LIMITED PARTNER AND CHIEF INVESTMENT OFFICER

yes

05/2013

Jan 29, 2014

Jun 10, 2024

FRIEDMAN, MARK, LAWRENCE

MANAGING MEMBER

yes

02/2013

Jan 29, 2014

Jun 10, 2024

GRANAT, DOUGLAS, TODD

Trustee

yes

07/1999

Mar 28, 2024

Jun 10, 2024

WAGNER, BRAD, DOUGLAS

CHIEF COMPLIANCE OFFICER

yes

01/2023

Jan 26, 2023

Jun 10, 2024

TRIGRAN VENTURES, LLC

LIMITED PARTNER

06/2013

Jan 29, 2014

Jun 10, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DLD MASTER GP, LLC

n/a

yes

n/a

DLD PARTNERS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$3.0B

n/a

2024

Mar 20, 2025

$1.6B

n/a

2023

Mar 28, 2024

$1.9B

$272M

2022

Jan 26, 2023

$3.2B

$153M

2021

Mar 30, 2022

$4.0B

$294M

2020

Mar 30, 2021

$3.6B

$26.4M

2019

Mar 9, 2020

$1.7B

$23.1M

2018

Mar 14, 2019

$2.2B

$23.1M

2017

Mar 8, 2018

$1.2B

$6.9M

2016

Mar 29, 2017

$564M

n/a

$7.4M

2015

Mar 28, 2016

$113M

n/a

$6.7M

2014

Mar 10, 2015

$156M

n/a

$136M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.0B

$1.6B

84.3%

$3.2B

-2.2%