DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•• A•••• M••••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Jan 29, 2014 · 27 filings
SEC status approved since Feb 11, 2014
RAUM
$3.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$3.0B as of Mar 27, 2026
Mar 10, 2015$156M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 10, 20150 then
Employees (5.A)22 as of Mar 27, 2026
Mar 10, 20153 then
Private funds1 as of Mar 27, 2026
Mar 10, 20152 then
RAUM +84% over the last fiscal year-2.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $333MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +84%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $97.0M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $97.0M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•• M••••• F•••• L••• | Hedge Fund | $271M | 6 | Mar 28, 2024 |
| P• M•••••• F•••• S••••••••• P•••••••• 3•no longer reported | Hedge Fund | $133M | 21 | Mar 10, 2015 |
| D•• E•••• M••••• F•••• L•••no longer reported | Hedge Fund | $2.1M | 5 | Jan 29, 2014 |
| D•• C••••••••• A•••••••• M••••• F•••• L••• | Hedge Fund | $426,093 | 2 | Mar 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• N•••••• K•••• · Chief Financial Officercontrolsince 06/2013 · owns less than 5%
- F•••••••• M•••• L••••••• · Limited Partner And Chief Investment Officercontrolsince 05/2013 · owns 50% to 75%
- W•••••• B•••• D•••••• · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- F•••••••• M•••• L••••••• · Managing Membercontrolsince 02/2013 · owns 75% or more of D•• A•••• G•• L••
- G•••••• D••••••• T••• · Trusteecontrolsince 07/1999 · owns F of D•••••• G••••• R•••••••• T••••
Entity owners
- D•• A•••• G•• L•• · General Partnerdirect · owns less than 5%
- D•••••• G••••• R•••••••• T•••• · Memberindirect · owns 50% to 75% of T•••••• V•••••••• L••
- T•••••• V•••••••• L•• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- D•• M••••• G•• L••pooled vehicle sponsorn
- D•• P•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $1,623,806,200 to $2,992,564,695 (+84.0%) between the annual amendments of 2025-03-20 and 2026-03-27; the peer median change was +11.0% (1368 comparable advisers, 92.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,368) · 92% percentile
What changed
consecutive filings, newest first
- Accounts · 11 to 9Mar 20, 2025 to Mar 27, 2026
- Advisory employees · 9 to 12Mar 20, 2025 to Mar 27, 2026
- Pooled vehicle clients · 11 to 9Mar 20, 2025 to Mar 27, 2026
- Assets in custody · $90.3M to $97.0MMar 20, 2025 to Mar 27, 2026
- Employees · 16 to 22Mar 20, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.6B to $3.0BMar 20, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.6B to $3.0BMar 20, 2025 to Mar 27, 2026
- RAUM · $1.6B to $3.0BMar 20, 2025 to Mar 27, 2026
- Accounts · 20 to 11Jun 10, 2024 to Mar 20, 2025
- Advisory employees · 7 to 9Jun 10, 2024 to Mar 20, 2025
- Advisory activities · 2 to 1Jun 10, 2024 to Mar 20, 2025
- Pooled vehicle clients · 18 to 11Jun 10, 2024 to Mar 20, 2025
- Assets in custody · $79.2M to $90.3MJun 10, 2024 to Mar 20, 2025
- Employees · 15 to 16Jun 10, 2024 to Mar 20, 2025
- Financial planning clients · unset to Jun 10, 2024 to Mar 20, 2025
- Private funds · 2 to 1Jun 10, 2024 to Mar 20, 2025
- Discretionary RAUM · $1.9B to $1.6BJun 10, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $1.7B to $1.6BJun 10, 2024 to Mar 20, 2025
- RAUM · $1.9B to $1.6BJun 10, 2024 to Mar 20, 2025
- Accounts · 17 to 20Mar 8, 2023 to Mar 28, 2024
- Advisory employees · 6 to 7Mar 8, 2023 to Mar 28, 2024
- Pooled vehicle clients · 16 to 18Mar 8, 2023 to Mar 28, 2024
- Assets in custody · unset to 79237504.0Mar 8, 2023 to Mar 28, 2024
- Custody of client assets · false to trueMar 8, 2023 to Mar 28, 2024
- Employees · 13 to 15Mar 8, 2023 to Mar 28, 2024
- Private funds · 1 to 2Mar 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.2B to $1.9BMar 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.1B to $1.7BMar 8, 2023 to Mar 28, 2024
- RAUM · $3.2B to $1.9BMar 8, 2023 to Mar 28, 2024
- Accounts · 16 to 17Jan 26, 2023 to Mar 8, 2023
- Accounts · 19 to 16Sep 23, 2022 to Jan 26, 2023
- Advisory employees · 5 to 6Sep 23, 2022 to Jan 26, 2023
- Pooled vehicle clients · 18 to 16Sep 23, 2022 to Jan 26, 2023
- Assets in custody · 1050000000.0 to unsetSep 23, 2022 to Jan 26, 2023
- Custody of client assets · true to falseSep 23, 2022 to Jan 26, 2023
- Employees · 10 to 13Sep 23, 2022 to Jan 26, 2023
- Discretionary RAUM · $4.0B to $3.2BSep 23, 2022 to Jan 26, 2023
- Pooled vehicle RAUM · $3.9B to $3.1BSep 23, 2022 to Jan 26, 2023
- RAUM · $4.0B to $3.2BSep 23, 2022 to Jan 26, 2023
- Accounts · 16 to 19Jul 1, 2021 to Mar 30, 2022
Signals
9 dated events
- D•• A•••• M••••••••• L• reported RAUM $3.0B, up 84% from $1.6B (2025-03-20 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- D•• A•••• M••••••••• L• reported RAUM $1.9B, down 41% from $3.2B (2023-03-08 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Todd Douglas Granat (Trustee) appeared on Schedule A of D•• A•••• M••••••••• L•Mar 28, 2024 · Control person joined · fact
- Douglas Brad Wagner (Chief Compliance Officer) appeared on Schedule A of D•• A•••• M••••••••• L•Jan 26, 2023 · Control person joined · fact
- D•• A•••• M••••••••• L• reported RAUM $3.6B, up 118% from $1.7B (2020-04-10 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- D•• A•••• M••••••••• L• reported RAUM $1.7B, down 26% from $2.2B (2019-07-23 to 2020-03-09)Mar 9, 2020 · RAUM change · derived
- D•• A•••• M••••••••• L• reported RAUM $2.2B, up 84% from $1.2B (2018-03-08 to 2019-03-14)Mar 14, 2019 · RAUM change · derived
- D•• A•••• M••••••••• L• reported RAUM $1.2B, up 115% from $564.0M (2017-08-24 to 2018-03-08)Mar 8, 2018 · RAUM change · derived
- D•• A•••• M••••••••• L• filed its initial SEC registration (Form ADV)Jan 29, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dld-asset-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.d••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 347-735-5115reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026