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Advisor at CAPITAL CLIENT GROUP, INC.
LOS ANGELES, CA | Baton Rouge, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Apr 25, 2013 | n/a | yes | LOS ANGELES, CA|Baton Rouge, LA | Current employment |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | Asset manager | Jun 20, 2001 | Dec 11, 2002 | no | SUGAR LAND, TX | Previous registration |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Asset manager | Jun 20, 2001 | May 30, 2003 | no | SUGAR LAND, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | CAPITAL CLIENT GROUP, INC. | May 30, 2003 | Apr 25, 2013 | 3,618 | Firm change after gap | Other |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Dec 11, 2002 | Jun 20, 2001 | -539 | Firm change after gap | Other |