DFX Intelligence

F•••••••• C•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

F•••••••• C•••••• L•

CRD 170668

BOSTON, MA

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Search this name across graphsid dfx:ria:cc32aa99-58c6-a92e-8279-1416413e58b4

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 7
On other graphs: 0
Observed: Mar 3, 2014 to Mar 24, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $5.0B••• Locked
Discretionary RAUM: $5.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••••••• C•••••• P••••••• I•• L•••	Hedge Fund	$2.2B	Mar 21, 2024	55	May 1, 2014	reported	021-216609
F•••••••• C•••••• P••••••• I• L•••	Hedge Fund	$1.8B	Mar 21, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• C••••• W••••• 2••• T••••	Member	C	yes	07/2014	Mar 27, 2015	Mar 21, 2024
C•••••••• T••••••• S••••••	Partner	Na	yes	02/2020	Mar 30, 2021	Mar 21, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••••••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.0B	$4.4B	14.6%	$3.5B	12.2%	23	22	0	0

Relationships

Advises (2)

→ F•••••••• C•••••• P••••••• I• L•••Private fundHedge Fund, IA
May 1, 2014 to presentfactForm ADV
→ F•••••••• C•••••• P••••••• I•• L•••Private fundHedge Fund, IA
May 1, 2014 to presentfactForm ADV

Controls (12)

← W•••••• H••••••• S••••••OwnerMANAGING MEMBER, ownership code E, individual
Mar 3, 2014 to Mar 21, 2024factForm ADV
← L••••••••• S•••••• L•••••••

Dated events

Occurred
Mar 21, 2024
Control person left
Rebecca Nordhaus (Partner And Co-Chief Operating Officer) no longer on Schedule A of F•••••••• C•••••• L• (listed 2023-03-08, absent 2024-03-21)
Form ADVobserved 7 days ago
Occurred
Mar 8, 2023
Control person joined
Burke Erin Stoller (Chief Financial Officer) appeared on Schedule A of F•••••••• C•••••• L•
Form ADVobserved 7 days ago
Occurred
Mar 29, 2022
Control person left
Kevin Koslosky (Partner) no longer on Schedule A of F•••••••• C•••••• L• (listed 2021-03-30, absent 2022-03-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc32aa99-58c6-a92e-8279-1416413e58b4
First observed: Mar 3, 2014
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.