DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• C•••••• L•
Latest filing Mar 24, 2026
First filing on the tape Mar 3, 2014 · 16 filings
SEC status approved since Apr 17, 2014
RAUM
$5.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$5.0B as of Mar 24, 2026
Mar 27, 2015$2.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 27, 20150 then
Employees (5.A)23 as of Mar 24, 2026
Mar 27, 201514 then
Private funds2 as of Mar 24, 2026
Mar 27, 20152 then
RAUM +15% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.5BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $5.0B, 2 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.0B for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••••••• C•••••• P••••••• I•• L••• | Hedge Fund | $2.2B | 55 | May 1, 2014 |
| F•••••••• C•••••• P••••••• I• L••• | Hedge Fund | $1.8B | 88 | May 1, 2014 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• T••••••• S•••••• · Partnercontrolsince 02/2020 · owns less than 5%
- L••••••••• S•••••• L••••••• · Partner And Chief Operating Officercontrolsince 06/2013 · owns less than 5%
- S••••••• E•••• B•••• · Chief Financial Officercontrolsince 02/2023 · owns less than 5%
- V•••••• S••••• L••• · Chief Compliance Officer And General Counselcontrolsince 02/2014 · owns less than 5%
- W•••••• C••••••••• C••••• · Limited Partnercontrolsince 03/2013 · owns 25% to 50%
- W•••••• H••••••• S•••••• · Managing Partner (Chief Executive Officer)controlsince 03/2013 · owns 50% to 75%
- C•••••• M••••••• J•• · Trusteecontrolsince 07/2014 · owns F of B•••••• H••••••• L••
- C••••• M•••••• M••••••• R••• · Trusteecontrolsince 07/2014 · owns F of B•••••• H••••••• L••
- W•••••• H••••••• S•••••• · Managing Membercontrolsince 03/2013 · owns 75% or more of F•••• L••
Entity owners
- F•••• L•• · General Partnerdirect · owns less than 5%
- A•••••••• C••••• W••••• 2••• T•••• · Memberindirect · owns 25% to 50% of B•••••• H••••••• L••
- C••••• C••••• W••••• 2••• T•••• · Memberindirect · owns 25% to 50% of B•••••• H••••••• L••
- L••• C••••• W••••• 2••• T•••• · Memberindirect · owns 25% to 50% of B•••••• H••••••• L••
- B•••••• H••••••• L•• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- F•••••••• P••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 12 to 13Mar 24, 2025 to Mar 24, 2026
- Assets in custody · $4.4B to $5.0BMar 24, 2025 to Mar 24, 2026
- Employees · 22 to 23Mar 24, 2025 to Mar 24, 2026
- Discretionary RAUM · $4.4B to $5.0BMar 24, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $4.4B to $5.0BMar 24, 2025 to Mar 24, 2026
- RAUM · $4.4B to $5.0BMar 24, 2025 to Mar 24, 2026
- Assets in custody · $4.0B to $4.4BMar 21, 2024 to Mar 24, 2025
- Employees · 20 to 22Mar 21, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 24, 2025
- Discretionary RAUM · $4.0B to $4.4BMar 21, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $4.0B to $4.4BMar 21, 2024 to Mar 24, 2025
- RAUM · $4.0B to $4.4BMar 21, 2024 to Mar 24, 2025
- Assets in custody · $3.5B to $4.0BMar 8, 2023 to Mar 21, 2024
- Employees · 18 to 20Mar 8, 2023 to Mar 21, 2024
- Discretionary RAUM · $3.5B to $4.0BMar 8, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $3.5B to $4.0BMar 8, 2023 to Mar 21, 2024
- RAUM · $3.5B to $4.0BMar 8, 2023 to Mar 21, 2024
- Assets in custody · $4.1B to $3.5BMar 29, 2022 to Mar 8, 2023
- Discretionary RAUM · $4.1B to $3.5BMar 29, 2022 to Mar 8, 2023
- Pooled vehicle RAUM · $4.1B to $3.5BMar 29, 2022 to Mar 8, 2023
- RAUM · $4.1B to $3.5BMar 29, 2022 to Mar 8, 2023
- Advisory employees · 11 to 12Mar 30, 2021 to Mar 29, 2022
- Assets in custody · $3.8B to $4.1BMar 30, 2021 to Mar 29, 2022
- Employees · 17 to 18Mar 30, 2021 to Mar 29, 2022
- Discretionary RAUM · $3.8B to $4.1BMar 30, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $3.8B to $4.1BMar 30, 2021 to Mar 29, 2022
- RAUM · $3.8B to $4.1BMar 30, 2021 to Mar 29, 2022
- Assets in custody · $3.4B to $3.8BMar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $3.4B to $3.8BMar 27, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $3.4B to $3.8BMar 27, 2020 to Mar 30, 2021
- RAUM · $3.4B to $3.8BMar 27, 2020 to Mar 30, 2021
- Advisory employees · 12 to 11Mar 27, 2019 to Mar 27, 2020
- Assets in custody · $2.6B to $3.4BMar 27, 2019 to Mar 27, 2020
- Employees · 18 to 17Mar 27, 2019 to Mar 27, 2020
- Discretionary RAUM · $2.6B to $3.4BMar 27, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $2.6B to $3.4BMar 27, 2019 to Mar 27, 2020
- RAUM · $2.6B to $3.4BMar 27, 2019 to Mar 27, 2020
- Advisory employees · 10 to 12Mar 29, 2018 to Mar 27, 2019
- Assets in custody · $2.6B to $2.6BMar 29, 2018 to Mar 27, 2019
- Employees · 17 to 18Mar 29, 2018 to Mar 27, 2019
Signals
7 dated events
- Rebecca Nordhaus (Partner And Co-Chief Operating Officer) no longer on Schedule A of F•••••••• C•••••• L• (listed 2023-03-08, absent 2024-03-21)Mar 21, 2024 · Control person left · inference
- Burke Erin Stoller (Chief Financial Officer) appeared on Schedule A of F•••••••• C•••••• L•Mar 8, 2023 · Control person joined · fact
- Kevin Koslosky (Partner) no longer on Schedule A of F•••••••• C•••••• L• (listed 2021-03-30, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Stephen Timothy Caflisch (Partner) appeared on Schedule A of F•••••••• C•••••• L•Mar 30, 2021 · Control person joined · fact
- Kevin Koslosky (Partner) appeared on Schedule A of F•••••••• C•••••• L•Mar 30, 2021 · Control person joined · fact
- F•••••••• C•••••• L• reported RAUM $3.4B, up 28% from $2.6B (2019-03-27 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- F•••••••• C•••••• L• filed its initial SEC registration (Form ADV)Mar 3, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/finepoint-capital-lpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- F••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-336-2200reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026