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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

MARC HAROLD SLAVNY

Advisor at CONCORDE ASSET MANAGEMENT, LLC

ANN ARBOR, MI | Kennesaw, GA

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Search this name across graphsid dfx:ria:cc33db94-3ebe-b236-dc12-72c859b57557

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 11, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONCORDE ASSET MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 4, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 4, 1994
First registration: May 11, 2004
Dual registered: yes, broker-dealer
Other names: MARC HAROLD SLAVNY|MARC H SLAVNY
IAPD individual key: 2515906

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	Jul 29, 2026	n/a	yes	ANN ARBOR, MI\|Kennesaw, GA	Current employment
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Mar 19, 2018	Jun 26, 2020	no	Kennesaw, GA\|GWINNETT COUNTY, GA\|ANAHEIM, CA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 3, 2017	Nov 30, 2017	no	ATLANTA, GA	Previous registration
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 11, 2004	Nov 13, 2015	no	ATLANTA, GA\|DULUTH, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CENTAURUS FINANCIAL, INC.	CONCORDE ASSET MANAGEMENT, LLC	Jun 26, 2020	Jul 29, 2026	2,224	Firm change after gap	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	CENTAURUS FINANCIAL, INC.	Nov 30, 2017	Mar 19, 2018	109	Firm change	Other
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Nov 13, 2015	Oct 3, 2017	690	Bulk transfer	Other

Relationships

Registered with (4)

→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 29, 2026 to presentfactForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Mar 19, 2018 to Jun 26, 2020factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Oct 3, 2017 to Nov 30, 2017factForm ADV
→ J P TURNER & COMPANY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 11, 2004 to Nov 13, 2015factForm ADV

Dated events

No dated event names this entity yet.