DFX Intelligence

S••••• A••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

S••••• A••••• K•••

Advisor at T••• I••••••••• A•••••••• L••

LAGUNA NIGUEL, CA | Corpus Christi, TX

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Search this name across graphsid dfx:ria:cc388b74-f497-5def-df16-1f21376dd40d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• I••••••••• A•••••••• L••	Independent wealth	May 6, 2024	n/a	yes	LAGUNA NIGUEL, CA\|Corpus Christi, TX	Current employment
E••••• J••••	National bd RIA	Sep 10, 2021	Apr 19, 2024	no	INGLESIDE, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	T••• I••••••••• A•••••••• L••	Apr 19, 2024	May 6, 2024	17	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E••••• J••••	Sep 21, 2021	Sep 10, 2021

Relationships

Registered with (3)

→ T••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
May 6, 2024 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 10, 2021 to Apr 19, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 12, 2018 to Sep 21, 2021factForm ADV

Dated events

Occurred
Apr 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc388b74-f497-5def-df16-1f21376dd40d
First observed: Feb 12, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.