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S••• K•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

S••• K•••••• B••••

Advisor at O•••••••• F•••••••• S••••••• L••

BIRMINGHAM, AL | Grand Rapids, MN

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Search this name across graphsid dfx:ria:cc3c6213-29c2-1d46-bf3c-4b08afd0b3ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••• F•••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 8, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• F•••••••• S••••••• L••	Independent wealth	Jun 9, 2023	n/a	yes	Grand Rapids, MN\|BIRMINGHAM, AL	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Dec 19, 2013	Jun 12, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	O•••••••• F•••••••• S••••••• L••	Jun 12, 2023	Jun 9, 2023	-3	Firm change	Ibd to RIA
F•••••••• L••	T••••••• I••••••••• M••••••••• I•••	Oct 14, 2010

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
18387:284549:ND:2023-06-12	Jun 12, 2023	Jun 9, 2023	FARGO, ND	Firm change

Relationships

Registered with (3)

→ O•••••••• F•••••••• S••••••• L••Registered adviserregistration: current employment
Jun 9, 2023 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 19, 2013 to Jun 12, 2023factForm ADV
→ F•••••••• L••Registered adviserregistration: previous registration
May 22, 2006 to Oct 14, 2010factForm ADV

Dated events

Occurred
Jun 12, 2023
Advisor changed firm
S••• K•••••• B•••• left T••••••• I••••••••• M••••••••• I••• for O•••••••• F•••••••• S••••••• L•• (registered 2023-06-09)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc3c6213-29c2-1d46-bf3c-4b08afd0b3ab
First observed: May 22, 2006
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.