DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 17, 2021 | n/a | yes | TAMPA, FL | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Mar 18, 2015 | May 17, 2021 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | L•• F•••••••• L•• | May 17, 2021 | May 17, 2021 | 0 | Firm change | Ibd to ibd |
| U••• F•••••••• P••••••• S••••••• | C••••• I••••••••• A••••••• L•• | Feb 19, 2015 | Mar 18, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6413:FL:2021-05-17 | May 17, 2021 | May 17, 2021 | TAMPA, FL | Firm change |
| U••• F•••••••• P••••••• S••••••• | Former SEC adviser | Dec 11, 2013 | Feb 19, 2015 | no | TAMPA, FL|TAMPA, FL | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Apr 3, 2012 | Oct 29, 2013 | no | PALM HARBOR, FL|CLEARWATER, FL|CLEARWATER, FL|LARGO, FL | Previous registration |
| 27 |
| Firm change |
| Other |
| P•• W••••• M••••••••• | U••• F•••••••• P••••••• S••••••• | Oct 29, 2013 | Dec 11, 2013 | 43 | Firm change | Other |