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C••• A•••• D•••••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

C••• A•••• D•••••••• A••••

Advisor at O•••• P•••••••• S••••••••• L••

OMAHA, NE

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Search this name across graphsid dfx:ria:cc5cc960-caa0-2439-f6ae-9414da6e76eb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• P•••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• P•••••••• S••••••••• L••	Bd affiliated wealth	Jan 23, 2023	n/a	yes	OMAHA, NE	Current employment
O•••• P•••••••• S••••••••• L••	Former SEC adviser	Dec 8, 2021	Jan 6, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• P•••••••• S••••••••• L••	O•••• P•••••••• S••••••••• L••	Jan 6, 2023	Jan 23, 2023	17	Bulk transfer	RIA to ibd
C•••••• S••••• • C••• I•••	O•••• P•••••••• S••••••••• L••	Nov 15, 2021

Relationships

Registered with (3)

→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: current employment
Jan 23, 2023 to presentfactForm ADV
→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 8, 2021 to Jan 6, 2023factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 28, 2016 to Nov 15, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc5cc960-caa0-2439-f6ae-9414da6e76eb
First observed: Jan 28, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.