DFX Intelligence

J••••• W•••••• R••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant13 years in industry

J••••• W•••••• R••• C••••••

Advisor at S•••••• C•••••• P•••••••

OMAHA, NE

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Search this name across graphsid dfx:ria:cc835d1c-b951-20e0-1526-f83df4aca835

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C•••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C•••••• P•••••••	Independent wealth	Jan 1, 2026	n/a	yes	OMAHA, NE	Current employment
C••• L••	Bd affiliated wealth	Jan 10, 2023	Jul 25, 2023	no	OMAHA, NE\|OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	S•••••• C•••••• P•••••••	Jul 25, 2023	Jan 1, 2026	891	Firm change after gap	Ibd to RIA
T••••••• I••••••••• M••••••••• I•••	C••• L••	May 13, 2019	Jan 10, 2023

Relationships

Registered with (3)

→ S•••••• C•••••• P•••••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
Jan 10, 2023 to Jul 25, 2023factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 19, 2017 to May 13, 2019factForm ADV

Dated events

Occurred
Jul 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc835d1c-b951-20e0-1526-f83df4aca835
First observed: Sep 19, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.