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RIA / WealthAdvisorCertified Financial Planner19 years in industry

CARLOS JOSE CASTRO

Advisor at VALTRION CAPITAL MANAGEMENT, LLC

FRANKLIN, TN | Austin, TX

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Search this name across graphsid dfx:ria:cc863b8d-272f-8b33-9401-bf8a3d30b064

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALTRION CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 11, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jul 11, 2007
First registration: Nov 15, 2010
Dual registered: no
Other names: CHARLIE JOSE CASTRO|CARLOS CASTRO
IAPD individual key: 5340409

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALTRION CAPITAL MANAGEMENT, LLC	Independent wealth	Jan 29, 2024	n/a	yes	Austin, TX\|FRANKLIN, TN	Current employment
OSAIC FS, INC.	Former SEC adviser	May 26, 2020	Jan 30, 2024	no	ROUND ROCK, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	Jun 2, 2020	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Sep 12, 2011	Jan 8, 2018	no	SAN ANTONIO, TX\|LOS ANGELES, CA\|Addison, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 15, 2010	Apr 29, 2011	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FS, INC.	VALTRION CAPITAL MANAGEMENT, LLC	Jan 30, 2024	Jan 29, 2024	-1	Firm change	Ibd to RIA
USAA INVESTMENT SERVICES COMPANY	OSAIC FS, INC.	Jun 2, 2020	May 26, 2020	-7	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
CHASE INVESTMENT SERVICES CORP.	USAA FINANCIAL PLANNING SERVICES	Apr 29, 2011	Sep 12, 2011	136	Firm change	Other

Relationships

Registered with (5)

→ VALTRION CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 29, 2024 to presentfactForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
May 26, 2020 to Jan 30, 2024factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to Jun 2, 2020factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Sep 12, 2011 to Jan 8, 2018factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 15, 2010 to Apr 29, 2011factForm ADV

Dated events

Occurred
Jan 30, 2024
Advisor changed firm
Carlos Jose Castro left Osaic Fs, Inc. for Valtrion Capital Management, Llc (registered 2024-01-29)
Form ADVobserved 4 days ago