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Advisor at PROCYON
SHELTON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Procyon | Mixed wealth | Jun 2, 2017 | n/a | yes | SHELTON, CT | Current employment |
| PROCYON INSTITUTIONAL PARTNERS, LLC | Former SEC adviser | Nov 16, 2017 | Dec 31, 2021 | no | SHELTON, CT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 1, 2009 | Jun 28, 2017 | no | STAMFORD, CT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 13, 2008 | May 13, 2009 | no | STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PROCYON INSTITUTIONAL PARTNERS, LLC | n/a | Dec 31, 2021 | n/a | n/a | Departure no registered destination | Departure |
| UBS FINANCIAL SERVICES INC. | Procyon | Jun 28, 2017 | Jun 2, 2017 | -26 | Firm change | Wirehouse to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:288239:CT:2017-06-28 | Jun 28, 2017 | Jun 2, 2017 | STAMFORD, CT | Firm change |