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K•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

K•••• H•••••

Advisor at J••• M••••• S••••••••• L••

San Antonio, TX

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Search this name across graphsid dfx:ria:cca0117f-d5b8-339e-482e-b6a56425b398

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 18, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Feb 9, 2022	n/a	yes	San Antonio, TX	Current employment
M••••• S••••••	Wirehouse	Sep 5, 2018	Feb 1, 2022	no	Houston, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	J••• M••••• S••••••••• L••	Feb 1, 2022	Feb 9, 2022	8	Firm change	Wirehouse to wirehouse
J••• M••••• S••••••••• L••	M••••• S••••••	Sep 12, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:149777:TX:2018-08-28	Sep 12, 2018	Sep 5, 2018	HOUSTON, TX	Firm change

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 12, 2016 to Sep 12, 2018factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 5, 2018 to Feb 1, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jun 18, 2015 to Oct 17, 2016factForm ADV

Dated events

Occurred
Feb 1, 2022
Advisor changed firm
K•••• H••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2022-02-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cca0117f-d5b8-339e-482e-b6a56425b398
First observed: Jun 18, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.