K•••• H•••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Feb 9, 2022 · San Antonio, Tx
• M••••• S•••••• wirehouse
  Sep 5, 2018 to Feb 1, 2022 · Houston, Tx
• J••• M••••• S••••••••• L•• wirehouse
  Oct 12, 2016 to Sep 12, 2018 · Sugar Land, Tx
• U•• F•••••••• S••••••• I••• wirehouse
  Jun 18, 2015 to Oct 17, 2016 · Houston, Tx

• M••••• S•••••• to J••• M••••• S••••••••• L••
  left Feb 1, 2022, registered Feb 9, 2022 (8 days) · Wirehouse to wirehouse
• J••• M••••• S••••••••• L•• to M••••• S••••••
  left Sep 12, 2018, registered Sep 5, 2018 (-7 days) · Wirehouse to wirehouse · moved with a team
• U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••
  left Oct 17, 2016, registered Oct 12, 2016 (-5 days) · Wirehouse to wirehouse

• K•••• H••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2022-02-09)
  Feb 1, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address