DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at F••• S••••••• A••••••• L••
HIGHLAND PARK, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••• S••••••• A••••••• L•• | Independent wealth | Dec 13, 2016 | n/a | yes | HIGHLAND PARK, IL | Current employment |
| O••••••••• • C•• I••• | Bd affiliated wealth | Sep 30, 2011 | Dec 16, 2016 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O••••••••• • C•• I••• | F••• S••••••• A••••••• L•• | Dec 16, 2016 | Dec 13, 2016 | -3 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | O••••••••• • C•• I••• | Oct 10, 2011 | Sep 30, 2011 |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jun 30, 2005 | Oct 10, 2011 | no | CHICAGO, IL|CHICAGO, IL|CHICAGO, IL | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Mar 1, 2005 | Jul 18, 2005 | no | CHICAGO, IL | Previous registration |
| -10 |
| Firm change |
| Other |
| R•• C•••••• M••••••• L•• | U•• F•••••••• S••••••• I••• | Jul 18, 2005 | Jun 30, 2005 | -18 | Firm change | Ibd to wirehouse |