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Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 23, 2021 | n/a | yes | PASADENA, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 27, 2020 | Mar 3, 2021 | no | DIAMOND BAR, CA|Burbank, CA|Encino, CA|Newbury Park, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 3, 2021 | Feb 23, 2021 | -8 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7059:7691:CA:2021-03-03 | Mar 3, 2021 | Feb 23, 2021 | NEWBURY PARK, CA | Firm change |