DFX Intelligence
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Reading the graph
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Advisor at ••••••••
Henderson, NV | NASHVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| •••••••• | Independent wealth | Sep 1, 2023 | n/a | yes | Henderson, NV|NASHVILLE, TN|NASHVILLE, TN | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Jan 5, 2018 | Sep 7, 2023 | no | HERMOSA BEACH, CA|HENDERSON, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | •••••••• | Sep 7, 2023 | Sep 1, 2023 | -6 | Firm change | Wirehouse to RIA |
| W•••• F•••• A••••••• | W•••• F•••• A••••••• | Jan 5, 2018 | Jan 5, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:3767:NV:2023-09-07 | Sep 7, 2023 | Sep 1, 2023 | HENDERSON, NV | Firm change |
| W•••• F•••• A••••••• | Wirehouse | Jul 1, 2003 | Jan 5, 2018 | no | HENDERSON, NV | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Mar 31, 2003 | Apr 3, 2003 | no | LAS VEGAS, NV | Previous registration |
| P••••••••• E••••• G••••• L•• | n/a | Mar 25, 2003 | Jul 1, 2003 | no | LAS VEGAS, NV | Previous registration |
| Channel change |
| Wirehouse to wirehouse |
| P••••••••• E••••• G••••• L•• | C•••••••• G••••• M•••••• I••• | Jul 1, 2003 | Mar 31, 2003 | -92 | Firm change after gap | Other |
| C•••••••• G••••• M•••••• I••• | W•••• F•••• A••••••• | Apr 3, 2003 | Jul 1, 2003 | 89 | Firm change | Other |