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Advisor at MML INVESTORS SERVICES, LLC
NEEDHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | NEEDHAM, MA | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | WELLESLEY, MA | Previous registration |
| Mariner | Independent wealth | Feb 4, 2013 | Apr 5, 2018 | no | OVERLAND PARK,, KS|Wellesley, MA | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Jan 11, 2013 | Jan 2, 2015 | no | BOSTON, MA|WELLESLEY, MA|LEOMINSTER, MA|BOSTON, MA|WELLESLEY, MA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Dec 7, 2010 | Jan 15, 2013 | no | WELLESLEY, MA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 4, 2010 | Nov 4, 2010 | no | STERLING, VA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 6, 2005 | Feb 10, 2009 | no | WELLESLEY, MA|BOSTON, MA|WELLESLEY, MA|WELLESLEY, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Mariner | MSI FINANCIAL SERVICES, INC. | Apr 5, 2018 | Jan 2, 2015 | -1,189 | Firm change after gap | Other |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| NEW ENGLAND SECURITIES CORPORATION | Mariner | Jan 2, 2015 | Feb 4, 2013 | -697 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | NEW ENGLAND SECURITIES CORPORATION | Jan 15, 2013 | Jan 11, 2013 | -4 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | EQUITABLE ADVISORS, LLC | Nov 4, 2010 | Dec 7, 2010 | 33 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 10, 2009 | Mar 4, 2010 | 387 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151664:14251:MA:2018-04-05 | Apr 5, 2018 | Jan 2, 2015 | WELLESLEY, MA | Firm change after gap |
| 615:151664:MA:2015-01-02 | Jan 2, 2015 | Feb 4, 2013 | WELLESLEY, MA | Firm change after gap |