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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GREATER MIDWEST FINANCIAL GROUP, LLC

CRD 324387

SAINT PAUL, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ccba2e0b-1dfe-b193-b767-cfb457b4c93c

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 4
On other graphs: 0
Observed: Dec 19, 2022 to Aug 10, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $589MItem 5.F on the latest filing (2026-08-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $519M
Private client RAUM: $532MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $73.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,587
Individual clients: 537
High net worth clients: 141
Custody, client assets: $8.1M
SEC number: 801-127206
CRD: 324387
Filings on the tape: 8
First filed: Dec 19, 2022
Latest filed: Aug 10, 2026
Organised: Limited Liability Company, MN
Website: greater-midwest.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES WILLIAM RONN	Certified Financial Planner	SAINT PAUL, MN	3	31	3	no
ROBERT JAMES PHILLIPS	Certified Financial Planner	SAINT PAUL, MN	3	16	3	no
JACOB MICHAEL KOGLER	Certified Financial Planner	SAINT PAUL, MN	3	13	2	no
DONALD JAMES PHILLIPS	Certified Financial Planner	SAINT PAUL, MN	3	42	3	no
Nathan Martin Kimle	n/a	SAINT PAUL, MN	1	12	2	no
Donald Rolland Schroeder	n/a	SAINT PAUL, MN	0	15	n/a	no
Zachary Thomas Panek	n/a	SAINT PAUL, MN	0	10	n/a	no
Dylan James Ronn	n/a	SAINT PAUL, MN	0	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KOGLER, JACOB, MICHAEL	VICE PRESIDENT	Na	yes	01/2024	Mar 28, 2024	Mar 28, 2024
PHILLIPS, ROBERT, JAMES	PRESIDENT, CHIEF COMPLIANCE OFFICER AND MEMBER	C	yes	12/2022	Dec 19, 2022	Mar 28, 2024
RONN, JAMES, WILLIAM	CHIEF EXECUTIVE OFFICER AND MEMBER	C	yes	12/2022	Dec 19, 2022	Mar 28, 2024
PHILLIPS, DONALD, JAMES	CHAIRMAN AND MEMBER	A	no	12/2022	Dec 19, 2022	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 26, 2026	$589M	$519M	13	3	n/a	n/a
2024	Mar 21, 2025	$512M	$451M	13	3	n/a	n/a
2023	Mar 28, 2024	$424M	$348M	12	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$589M	$512M	15.1%	n/a	n/a	13	13	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
KESTRA ADVISORY SERVICES, LLC	2	May 1, 2023	Jan 24, 2023	ST PAUL, MN	Team lift out	Ibd to new firm	0.2%

Relationships

Registered with (8)

← Dylan James RonnAdvisorregistration: current employment
May 18, 2026 to presentfactForm ADV
← Zachary Thomas PanekAdvisorregistration: current employment
Apr 24, 2026 to presentfactForm ADV
← Donald Rolland SchroederAdvisorregistration: current employment
Mar 10, 2026 to presentfactForm ADV
← Nathan Martin KimleAdvisorregistration: current employment
Feb 10, 2025 to presentfactForm ADV
← DONALD JAMES PHILLIPSAdvisorregistration: current employment
Jan 27, 2023 to presentfactForm ADV
← JACOB MICHAEL KOGLERAdvisorregistration: current employment
Jan 24, 2023 to presentfactForm ADV
← JAMES WILLIAM RONNAdvisorregistration: current employment
Jan 23, 2023 to presentfactForm ADV
← ROBERT JAMES PHILLIPSAdvisorregistration: current employment
Jan 23, 2023 to presentfactForm ADV

Owns (1)

← PHILLIPS, DONALD, JAMESOwnerCHAIRMAN AND MEMBER, ownership code A, individual
Dec 19, 2022 to Mar 28, 2024factForm ADV

Controls (3)

← RONN, JAMES, WILLIAMOwnerCHIEF EXECUTIVE OFFICER AND MEMBER, ownership code C, individual
Dec 19, 2022 to Mar 28, 2024factForm ADV
← PHILLIPS, ROBERT, JAMESOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER AND MEMBER, ownership code C, individual
Dec 19, 2022 to Mar 28, 2024factForm ADV
← KOGLER, JACOB, MICHAELOwnerVICE PRESIDENT, ownership code NA, individual
Mar 28, 2024 to Mar 28, 2024factForm ADV

Moved with (1)

← KESTRA ADVISORY SERVICES, LLCRegistered adviser2 advisors, team lift out, same day
May 1, 2023 to Jan 24, 2023factForm ADV

Dated events

Occurred
Mar 28, 2024
Regulatory AUM changed
Greater Midwest Financial Group, Llc reported RAUM $424.5M, up 56% from $272.7M (2023-05-03 to 2024-03-28)
Form ADVobserved 3 days ago
$152M
Occurred
Mar 28, 2024
Control person joined
Michael Jacob Kogler (Vice President) appeared on Schedule A of Greater Midwest Financial Group, Llc
Form ADVobserved 3 days ago
Occurred
May 1, 2023
Team lift-out
2 advisors left Kestra Advisory Services, LLC (ST Paul, MN) for Greater Midwest Financial Group, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Dec 19, 2022
First Form ADV filing
Greater Midwest Financial Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ccba2e0b-1dfe-b193-b767-cfb457b4c93c
First observed: Dec 19, 2022
Last observed: Aug 10, 2026 39 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREATER MIDWEST FINANCIAL GROUP, LLC

CRD 324387

SAINT PAUL, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ccba2e0b-1dfe-b193-b767-cfb457b4c93c

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES WILLIAM RONN

Certified Financial Planner

SAINT PAUL, MN

ROBERT JAMES PHILLIPS

Certified Financial Planner

SAINT PAUL, MN

JACOB MICHAEL KOGLER

Certified Financial Planner

SAINT PAUL, MN

DONALD JAMES PHILLIPS

Certified Financial Planner

SAINT PAUL, MN

Nathan Martin Kimle

n/a

SAINT PAUL, MN

Donald Rolland Schroeder

n/a

SAINT PAUL, MN

n/a

Zachary Thomas Panek

n/a

SAINT PAUL, MN

n/a

Dylan James Ronn

n/a

SAINT PAUL, MN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KOGLER, JACOB, MICHAEL

VICE PRESIDENT

yes

01/2024

Mar 28, 2024

PHILLIPS, ROBERT, JAMES

PRESIDENT, CHIEF COMPLIANCE OFFICER AND MEMBER

yes

12/2022

Dec 19, 2022

Mar 28, 2024

RONN, JAMES, WILLIAM

CHIEF EXECUTIVE OFFICER AND MEMBER

yes

12/2022

Dec 19, 2022

Mar 28, 2024

PHILLIPS, DONALD, JAMES

CHAIRMAN AND MEMBER

12/2022

Dec 19, 2022

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$589M

$519M

n/a

2024

Mar 21, 2025

$512M

$451M

n/a

2023

Mar 28, 2024

$424M

$348M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$589M

$512M

15.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

KESTRA ADVISORY SERVICES, LLC

May 1, 2023

Jan 24, 2023

ST PAUL, MN

Team lift out

Ibd to new firm

0.2%