DFX Intelligence

R••••• J•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

R••••• J•••• P•••••••

Advisor at G•••••• M•••••• F•••••••• G••••• L••

SAINT PAUL, MN

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Search this name across graphsid dfx:ria:e35262db-1c32-17b7-016e-1e0685241310

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• M•••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 9, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• M•••••• F•••••••• G••••• L••	Independent wealth	Jan 23, 2023	n/a	yes	SAINT PAUL, MN	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 21, 2016	Sep 21, 2023	no	St. Paul, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	G•••••• M•••••• F•••••••• G••••• L••	Sep 21, 2023	Jan 23, 2023	-241	Firm change after gap	Ibd to new firm
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016	Apr 21, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:42046:MN:2015-06-04	Jun 4, 2015	May 29, 2015	ST PAUL, MN	Firm change

Relationships

Registered with (4)

→ G•••••• M•••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jan 23, 2023 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 21, 2016 to Sep 21, 2023factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
May 29, 2015 to Sep 22, 2016factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Sep 21, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e35262db-1c32-17b7-016e-1e0685241310
First observed: Jan 21, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.