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Reading the graph
Advisor at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
Lake Charles , LA | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Bd affiliated wealth | Dec 12, 2024 | n/a | yes | Lake Charles , LA|ST. LOUIS, MO|ST. LOUIS, MO | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 30, 2009 | Dec 16, 2024 | no | Lake Charles, LA|Lake Charles, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Dec 16, 2024 | Dec 12, 2024 | -4 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:146936:LA:2024-12-16 | Dec 16, 2024 | Dec 12, 2024 | LAKE CHARLES, LA | Firm change |