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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

LUCIUS WILLIAMSON

Advisor at BFC PLANNING, INC.

CEDAR RAPIDS, IA | Sacramento, CA | SACRAMENTO, CA

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Search this name across graphsid dfx:ria:ccc06c6a-bd13-6dfe-4085-e15ee1132af2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 9, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BFC PLANNING, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S63
First exam: Jul 30, 2002
First registration: Sep 9, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 705509

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BFC PLANNING, INC.	Bd affiliated wealth	Jan 3, 2017	n/a	yes	Sacramento, CA\|CEDAR RAPIDS, IA	Current employment
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Mar 31, 2008	n/a	yes	SACRAMENTO, CA	Current employment
SSN ADVISORY, INC.	Former SEC adviser	Mar 15, 2006	Feb 28, 2008	no	SACRAMENTO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 6, 2004	Mar 20, 2006	no	SACRAMENTO, CA\|SACRAMENTO, CA	Previous registration
WADDELL & REED	Former SEC adviser	Sep 9, 1997	Jul 8, 2004	no	SACRAMENTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SSN ADVISORY, INC.	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Feb 28, 2008	Mar 31, 2008	32	Firm change	Other
LPL FINANCIAL LLC	SSN ADVISORY, INC.	Mar 20, 2006	Mar 15, 2006	-5	Firm change	Other
WADDELL & REED	LPL FINANCIAL LLC	Jul 8, 2004	Jul 6, 2004	-2	Firm change	Other

Relationships

Registered with (5)

→ BFC PLANNING, INC.Registered adviserregistration: current employment
Jan 3, 2017 to presentfactForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Mar 31, 2008 to presentfactForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Mar 15, 2006 to Feb 28, 2008factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 6, 2004 to Mar 20, 2006factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Sep 9, 1997 to Jul 8, 2004factForm ADV

Dated events

No dated event names this entity yet.