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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BIRDROCK WEALTH

BIRD ROCK ASSET MANAGEMENT, LP., CRD 138872

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ccc1eb99-b741-e7c0-f6f6-9edd6ecd52c7

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2012 to Mar 26, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.01 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $146MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $140M
Private client RAUM: $143MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $24.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 425
Individual clients: 167
High net worth clients: 41
SEC number: 801-66711
CRD: 138872
Filings on the tape: 19
First filed: Mar 23, 2012
Latest filed: Mar 26, 2026
Organised: Partnership, TX
Website: birdrockwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRISTINA MARIE CANNELLA	n/a	AUSTIN, TX	20	27	n/a	no
STEPHEN KENNETH LEVY	n/a	AUSTIN, TX	19	27	1	no
STEPHANIE BOEKE	n/a	AUSTIN, TX	13	14	n/a	no
AARON WILLIAM SODERBERG	n/a	AUSTIN, TX \| MINNEAPOLIS, MN	11	36	n/a	no
JACK BRANDON TAMEZ	n/a	AUSTIN, TX	6	19	n/a	no
Mason Ning	n/a	AUSTIN, TX	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARTAZA, GUSTAVO, JOSE	LIMITED PARTNER	B	yes	04/2006	Mar 23, 2012	Feb 8, 2024
BIRDROCK ASSET MANAGEMENT COMPANY, LLC	GENERAL PARTNER	Na	yes	04/2006	Mar 23, 2012	Feb 8, 2024
JUSTMAN, HEATHER, MARIE	Owner	C	yes	12/2007	Mar 23, 2012	Feb 8, 2024
JUSTMAN, HEATHER, MARIE	CHIEF FINANCIAL OFFICER, LIMITED PARTNER	C	yes	12/2007	Mar 23, 2012	Feb 8, 2024
LEVY, STEPHEN, KENNETH	Owner	D	yes	04/2006	Mar 23, 2012	Feb 8, 2024
LEVY, STEPHEN, KENNETH	CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, LIMITED PARTNER	D	yes	04/2006	Mar 23, 2012	Feb 8, 2024
CANNELLA, CHRISTINA, MARIE	MANAGING DIRECTOR, LIMITED PARTNER	Na	no	07/2008	Mar 23, 2012	Feb 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HEATHER JUSTMAN	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$146M	$140M	6	5	0	n/a	n/a
2024	Mar 27, 2025	$137M	$132M	5	4	0	n/a	n/a
2023	Feb 8, 2024	$129M	$126M	5	4	0	n/a	n/a
2022	Mar 27, 2023	$117M	$111M	5	4	0	n/a	n/a
2021	Mar 30, 2022	$145M	$138M	4	4	0	n/a	n/a
2020	Mar 29, 2021	$118M	$113M	4	4	0	n/a	n/a
2019	Mar 27, 2020	$101M	$87.7M	5	5	0	n/a	n/a
2018	Mar 27, 2019	$179M	$74.9M	5	4	0	n/a	n/a
2017	Mar 28, 2018	$168M	$69.0M	5	4	0	n/a	n/a
2016	Apr 1, 2017	$176M	$62.1M	5	4	n/a	n/a	n/a
2015	Mar 28, 2016	$157M	$52.6M	5	4	n/a	n/a	n/a
2014	Mar 23, 2015	$132M	$37.7M	4	3	n/a	n/a	n/a
2013	Mar 25, 2014	$137M	$40.6M	4	2	n/a	n/a	n/a
2012	Apr 2, 2013	$116M	$46.4M	4	2	n/a	n/a	n/a
2011	Mar 23, 2012	$92.2M	$18.1M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$146M	$137M	7.2%	$117M	7.8%	6	5	0	0

Relationships

Registered with (6)

← Mason NingAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← JACK BRANDON TAMEZAdvisorregistration: current employment
Nov 25, 2019 to presentfactForm ADV
← AARON WILLIAM SODERBERGAdvisorregistration: current employment
Sep 2, 2015 to presentfactForm ADV
← STEPHANIE BOEKEAdvisorregistration: current employment
Mar 8, 2013 to presentfactForm ADV
← STEPHEN KENNETH LEVYAdvisorregistration: current employment
Dec 14, 2006 to presentfactForm ADV
← CHRISTINA MARIE CANNELLAAdvisorregistration: current employment
Jun 16, 2006 to presentfactForm ADV

Owns (1)

← CANNELLA, CHRISTINA, MARIEOwnerMANAGING DIRECTOR, LIMITED PARTNER, ownership code NA, individual
Mar 23, 2012 to Feb 8, 2024factForm ADV

Controls (4)

← LEVY, STEPHEN, KENNETHOwnerOWNER, ownership code D, individual
Mar 23, 2012 to Feb 8, 2024factForm ADV
← ARTAZA, GUSTAVO, JOSEOwnerLIMITED PARTNER, ownership code B, individual
Mar 23, 2012 to Feb 8, 2024factForm ADV
← JUSTMAN, HEATHER, MARIEOwnerOWNER, ownership code C, individual
Mar 23, 2012 to Feb 8, 2024factForm ADV
← BIRDROCK ASSET MANAGEMENT COMPANY, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Mar 23, 2012 to Feb 8, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ccc1eb99-b741-e7c0-f6f6-9edd6ecd52c7
First observed: Mar 23, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BIRDROCK WEALTH

BIRD ROCK ASSET MANAGEMENT, LP., CRD 138872

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ccc1eb99-b741-e7c0-f6f6-9edd6ecd52c7

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:22 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRISTINA MARIE CANNELLA

n/a

AUSTIN, TX

n/a

STEPHEN KENNETH LEVY

n/a

AUSTIN, TX

STEPHANIE BOEKE

n/a

AUSTIN, TX

n/a

AARON WILLIAM SODERBERG

n/a

AUSTIN, TX | MINNEAPOLIS, MN

n/a

JACK BRANDON TAMEZ

n/a

AUSTIN, TX

n/a

Mason Ning

n/a

AUSTIN, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARTAZA, GUSTAVO, JOSE

LIMITED PARTNER

yes

04/2006

Mar 23, 2012

Feb 8, 2024

BIRDROCK ASSET MANAGEMENT COMPANY, LLC

GENERAL PARTNER

yes

04/2006

Mar 23, 2012

Feb 8, 2024

JUSTMAN, HEATHER, MARIE

Owner

yes

12/2007

Mar 23, 2012

Feb 8, 2024

JUSTMAN, HEATHER, MARIE

CHIEF FINANCIAL OFFICER, LIMITED PARTNER

yes

12/2007

Mar 23, 2012

Feb 8, 2024

LEVY, STEPHEN, KENNETH

Owner

yes

04/2006

Mar 23, 2012

Feb 8, 2024

LEVY, STEPHEN, KENNETH

CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, LIMITED PARTNER

yes

04/2006

Mar 23, 2012

Feb 8, 2024

CANNELLA, CHRISTINA, MARIE

MANAGING DIRECTOR, LIMITED PARTNER

07/2008

Mar 23, 2012

Feb 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HEATHER JUSTMAN

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$146M

$140M

n/a

2024

Mar 27, 2025

$137M

$132M

n/a

2023

Feb 8, 2024

$129M

$126M

n/a

2022

Mar 27, 2023

$117M

$111M

n/a

2021

Mar 30, 2022

$145M

$138M

n/a

2020

Mar 29, 2021

$118M

$113M

n/a

2019

Mar 27, 2020

$101M

$87.7M

n/a

2018

Mar 27, 2019

$179M

$74.9M

n/a

2017

Mar 28, 2018

$168M

$69.0M

n/a

2016

Apr 1, 2017

$176M

$62.1M

n/a

2015

Mar 28, 2016

$157M

$52.6M

n/a

2014

Mar 23, 2015

$132M

$37.7M

n/a

2013

Mar 25, 2014

$137M

$40.6M

n/a

2012

Apr 2, 2013

$116M

$46.4M

n/a

2011

Mar 23, 2012

$92.2M

$18.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$146M

$137M

7.2%

$117M

7.8%