DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• W•••••
Legal name B••• R••• A•••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Mar 23, 2012 · 19 filings
SEC status approved since May 12, 2006
RAUM
$146M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
98%
$143M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$24.4M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$146M as of Mar 26, 2026
Mar 23, 2012$92.2M then
HNW client RAUM$109M as of Mar 26, 2026
Mar 28, 2018$113M then
State-registered IARs (5.B.3)5 as of Mar 26, 2026
Apr 2, 20133 then
Employees (5.A)6 as of Mar 26, 2026
Apr 2, 20134 then
Private funds: no history
RAUM +7.2% over the last fiscal year+7.8% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $24.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $344,250derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$109M74%
- Individuals$34.0M23%
- Investment companies$2.0M1.3%
- Pension and profit-sharing plans$1.4M1.0%
- Individual clients
- 167reported
- HNW clients
- 41reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 425reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.01 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••••• M•••• C••••••• | Austin, Tx | Jun 16, 2006 | 27 y | 0 |
| S•••••• K•••••• L••• | Austin, Tx | Dec 14, 2006 | 27 y | 1 |
| S•••••••• B•••• | Austin, Tx | Mar 8, 2013 | 14 y | 0 |
| A•••• W•••••• S•••••••• | Austin, Tx | Sep 2, 2015 | 36 y | 0 |
| J••• B•••••• T•••• | Austin, Tx | Nov 25, 2019 | 19 y | 0 |
| M•••• N••• | Austin, Tx | Jan 2, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••••• K•••••• L••• from R•••••• P• S•••••••• A••••••••• I•••Dec 14, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• G••••••• J••• · Limited Partnercontrolsince 04/2006 · owns 10% to 25%
- J••••••• H••••••• M•••• · Chief Financial Officer, Limited Partnercontrolsince 12/2007 · owns 25% to 50%
- L•••• S••••••• K•••••• · Chief Investment Officer, Chief Compliance Officer, Limited Partnercontrolsince 04/2006 · owns 50% to 75%
- J••••••• H••••••• M•••• · Ownercontrolsince 12/2007 · owns 25% to 50% of B••••••• A•••• M••••••••• C••••••• L••
- L•••• S••••••• K•••••• · Ownercontrolsince 04/2006 · owns 50% to 75% of B••••••• A•••• M••••••••• C••••••• L••
- C•••••••• C••••••••• M•••• · Managing Director, Limited Partnersince 07/2008 · owns less than 5%
Entity owners
- B••••••• A•••• M••••••••• C••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- H•••••• J••••••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 421 to 425Mar 27, 2025 to Mar 26, 2026
- Advisory employees · 4 to 5Mar 27, 2025 to Mar 26, 2026
- HNW clients · 38 to 41Mar 27, 2025 to Mar 26, 2026
- Individual clients · 170 to 167Mar 27, 2025 to Mar 26, 2026
- Employees · 5 to 6Mar 27, 2025 to Mar 26, 2026
- State-registered IARs · 4 to 5Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $132M to $140MMar 27, 2025 to Mar 26, 2026
- HNW RAUM · $100M to $109MMar 27, 2025 to Mar 26, 2026
- Individual RAUM · $32.3M to $34.0MMar 27, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $4.9M to $6.2MMar 27, 2025 to Mar 26, 2026
- Pension RAUM · $1.2M to $1.4MMar 27, 2025 to Mar 26, 2026
- RAUM · $137M to $146MMar 27, 2025 to Mar 26, 2026
- Accounts · 420 to 421Feb 8, 2024 to Mar 27, 2025
- HNW clients · 28 to 38Feb 8, 2024 to Mar 27, 2025
- Individual clients · 174 to 170Feb 8, 2024 to Mar 27, 2025
- Financial planning clients · 26-50 to 11-25Feb 8, 2024 to Mar 27, 2025
- Discretionary RAUM · $126M to $132MFeb 8, 2024 to Mar 27, 2025
- HNW RAUM · $90.1M to $100MFeb 8, 2024 to Mar 27, 2025
- Individual RAUM · $35.1M to $32.3MFeb 8, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $3.5M to $4.9MFeb 8, 2024 to Mar 27, 2025
- Pension RAUM · $945,236 to $1.2MFeb 8, 2024 to Mar 27, 2025
- RAUM · $129M to $137MFeb 8, 2024 to Mar 27, 2025
- Accounts · 417 to 420Aug 29, 2023 to Feb 8, 2024
- Business name · B••• R••• A•••• M••••••••• L• to B••••••• W•••••Aug 29, 2023 to Feb 8, 2024
- HNW clients · 7 to 28Aug 29, 2023 to Feb 8, 2024
- Individual clients · 188 to 174Aug 29, 2023 to Feb 8, 2024
- Financial planning clients · 1-10 to 26-50Aug 29, 2023 to Feb 8, 2024
- Discretionary RAUM · $111M to $126MAug 29, 2023 to Feb 8, 2024
- HNW RAUM · $63.4M to $90.1MAug 29, 2023 to Feb 8, 2024
- Individual RAUM · $49.6M to $35.1MAug 29, 2023 to Feb 8, 2024
- Non-discretionary RAUM · $6.2M to $3.5MAug 29, 2023 to Feb 8, 2024
- Pension RAUM · $809,841 to $945,236Aug 29, 2023 to Feb 8, 2024
- RAUM · $117M to $129MAug 29, 2023 to Feb 8, 2024
- Accounts · 396 to 417Mar 30, 2022 to Mar 27, 2023
- Advisory activities · 3 to 2Mar 30, 2022 to Mar 27, 2023
- Individual clients · 170 to 188Mar 30, 2022 to Mar 27, 2023
- Pooled vehicle clients · 3.0 to unsetMar 30, 2022 to Mar 27, 2023
- Employees · 4 to 5Mar 30, 2022 to Mar 27, 2023
- Financial planning clients · 11-25 to 1-10Mar 30, 2022 to Mar 27, 2023
- Discretionary RAUM · $138M to $111MMar 30, 2022 to Mar 27, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- b••••••• phone
- 512-236-0071reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/birdrock-asset-mgmtreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B•••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-236-0071reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $24.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026