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Advisor at NEWEDGE ADVISORS
New Orleans, LA | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Nov 7, 2016 | n/a | yes | New Orleans, LA|NEW ORLEANS, LA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 23, 2010 | May 15, 2012 | no | New Orleans, LA|HOUMA, LA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Nov 19, 2002 | Mar 25, 2009 | no | HOUSTON, TX|NEW ORLEANS, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | NEWEDGE ADVISORS | May 15, 2012 | Nov 7, 2016 | 1,637 | Firm change after gap | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | J.P. MORGAN SECURITIES LLC | Mar 25, 2009 | Jul 23, 2010 | 485 | Firm change after gap | Other |