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Advisor at ALLWORTH FINANCIAL, L.P.
FOLSOM, CA | Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Aug 21, 2018 | n/a | yes | FOLSOM, CA|Cincinnati, OH | Current employment |
| SIMPLY MONEY ADVISORS | Former SEC adviser | Feb 7, 2006 | Feb 7, 2019 | no | CINCINNATI, OH | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Oct 22, 2003 | Jan 18, 2005 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIMPLY MONEY ADVISORS | ALLWORTH FINANCIAL, L.P. | Feb 7, 2019 | Aug 21, 2018 | -170 | Firm change after gap | RIA to RIA |
| MORGAN STANLEY DW INC. | SIMPLY MONEY ADVISORS | Jan 18, 2005 | Feb 7, 2006 | 385 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106619:111167:OH:2019-02-07 | Feb 7, 2019 | Aug 21, 2018 | CINCINNATI, OH | Firm change after gap |