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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

Michael David Shea

Advisor at OSAIC WEALTH, INC.

STRONGSVILLE, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 5, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65|S66
First exam: Mar 1, 2010
First registration: Nov 5, 2009
Dual registered: yes, broker-dealer
Other names: MICHAEL SHEA
IAPD individual key: 5717550

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	n/a	yes	STRONGSVILLE, OH	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 13, 2016	Nov 2, 2018	no	STRONGSVILLE, OH\|CUYAHOGA FALLS, OH\|HUNTINGTON BEACH, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Oct 28, 2015	May 13, 2016	no	CUYAHOGA FALLS, OH\|STRONGSVILLE, OH	Previous registration
MERCER GLOBAL ADVISORS INC.	Independent wealth	Jun 22, 2011	Jun 5, 2015	no	COLUMBUS, OH	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 5, 2009	Feb 24, 2011	no	BRECKSVILLE, OH\|CLEVELAND, OH\|CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	SIGNATOR INVESTORS, INC.	May 13, 2016	May 13, 2016	0	Bulk transfer	Other
MERCER GLOBAL ADVISORS INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jun 5, 2015	Oct 28, 2015	145	Firm change	Other
MML INVESTORS SERVICES, LLC	MERCER GLOBAL ADVISORS INC.	Feb 24, 2011	Jun 22, 2011	118	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 13, 2016 to Nov 2, 2018factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 28, 2015 to May 13, 2016factForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
Jun 22, 2011 to Jun 5, 2015factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Nov 5, 2009 to Feb 24, 2011factForm ADV

Dated events

No dated event names this entity yet.