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Registered advisor
M•••••• D•••• S•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Michael Shea
At current firm
7 y
since Nov 2, 2018
In the industry
16 y
since Nov 5, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Nov 2, 2018 · Strongsville, Oh
- S••••••• I••••••••• I••• formerMay 13, 2016 to Nov 2, 2018 · Strongsville, Oh
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedOct 28, 2015 to May 13, 2016 · Cuyahoga Falls, Oh
- M••••• G••••• A••••••• I••• independent RIAJun 22, 2011 to Jun 5, 2015 · Columbus, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 5, 2009 to Feb 24, 2011 · Brecksville, Oh
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
- M••••• G••••• A••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Jun 5, 2015, registered Oct 28, 2015 (145 days) · Other
- M•• I•••••••• S•••••••• L•• to M••••• G••••• A••••••• I•••left Feb 24, 2011, registered Jun 22, 2011 (118 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address