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Advisor at KENNETH DEAN & CO FINANCIAL ADVISORY SERVICES
SEAL BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KENNETH DEAN & CO FINANCIAL ADVISORY SERVICES | State registered | Jan 1, 2026 | n/a | yes | SEAL BEACH, CA | Current employment |
| WADDELL & REED | Former SEC adviser | Jul 6, 2016 | Aug 6, 2018 | no | SEAL BEACH, CA|IRVINE, CA|LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 18, 2015 | Jun 14, 2016 | no | LONG BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | KENNETH DEAN & CO FINANCIAL ADVISORY SERVICES | Aug 6, 2018 | Jan 1, 2026 | 2,705 | Firm change after gap | Ibd to state RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | WADDELL & REED | Jun 14, 2016 | Jul 6, 2016 | 22 | Firm change | Other |