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RIA / WealthAdvisor23 years in industry

ROSS MORRELL BOWEN

Advisor at PROMONTORY FINANCIAL PLANNING, LLC

Logan, UT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROMONTORY FINANCIAL PLANNING, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S66
First exam: Oct 10, 2002
First registration: Oct 11, 2002
Dual registered: no
Other names: MIC BOWEN
IAPD individual key: 4583355

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROMONTORY FINANCIAL PLANNING, LLC	Independent wealth	May 17, 2016	n/a	yes	Logan, UT	Current employment
FORESIGHT WEALTH MANAGEMENT, LLC	Former SEC adviser	Mar 27, 2012	May 11, 2016	no	DRAPER, UT	Previous registration
YELLOWSTONE PARTNERS	Former SEC adviser	Jan 19, 2012	Mar 27, 2012	no	LOGAN, UT	Previous registration
OSAIC FA, INC.	Former SEC adviser	Oct 11, 2002	Oct 9, 2003	no	IDAHO FALLS, ID	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORESIGHT WEALTH MANAGEMENT, LLC	PROMONTORY FINANCIAL PLANNING, LLC	May 11, 2016	May 17, 2016	6	Firm change	Other
YELLOWSTONE PARTNERS	FORESIGHT WEALTH MANAGEMENT, LLC	Mar 27, 2012	Mar 27, 2012	0	Firm change	Other
OSAIC FA, INC.	YELLOWSTONE PARTNERS	Oct 9, 2003	Jan 19, 2012	3,024	Firm change after gap	Other

Relationships

Registered with (4)

→ PROMONTORY FINANCIAL PLANNING, LLCRegistered adviserregistration: current employment
May 17, 2016 to presentfactForm ADV
→ FORESIGHT WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 27, 2012 to May 11, 2016factForm ADV
→ YELLOWSTONE PARTNERSRegistered adviserregistration: previous registration
Jan 19, 2012 to Mar 27, 2012factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Oct 11, 2002 to Oct 9, 2003factForm ADV

Dated events

No dated event names this entity yet.