This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$319MItem 5.F on the latest filing (2026-02-20); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$319M

Private client RAUM

$315MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

12

RAUM per advisor

$26.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

12

Advisory employees

12

Offices

6Schedule D 1.F, beyond the principal office

Accounts

570

Individual clients

500

High net worth clients

65

SEC number

801-114494

CRD

153666

Filings on the tape

19

First filed

Nov 27, 2018

Latest filed

Feb 20, 2026

Organised

Limited Liability Company, UT

Website

promontoryfp.com

• Occurred

  Nov 27, 2018
  First Form ADV filing

  Promontory Financial Planning, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:919b130e-e87f-0528-eab9-1bcb115ce584

First observed

Nov 27, 2018

Last observed

Feb 20, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.