DFX Intelligence

J•••••• G••••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst36 years in industry

J•••••• G••••••• D•••••

Advisor at W••••••••• A•••• M•••••••••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:cce149cd-a04b-3b70-f06a-c2993117d115

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 4, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••• M•••••••••	Independent wealth	Mar 2, 2007	n/a	yes	INDIANAPOLIS, IN	Current employment
B••••••• • C•	n/a	Aug 7, 2002	Apr 2, 2007	no	INDIANAPOLIS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• • C•	W••••••••• A•••• M•••••••••	Apr 2, 2007	Mar 2, 2007	-31	Firm change after gap	Other

Relationships

Registered with (2)

→ W••••••••• A•••• M•••••••••Registered adviserregistration: current employment
Mar 2, 2007 to presentfactForm ADV
→ B••••••• • C•Registered adviserregistration: previous registration
Aug 7, 2002 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cce149cd-a04b-3b70-f06a-c2993117d115
First observed: Aug 7, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.