DFX Intelligence
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Reading the graph
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Advisor at C•••••• C••••• G••••• I•••
Evergreen, CO | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• C••••• G••••• I••• | No RAUM reported | Oct 21, 2021 | n/a | yes | LOS ANGELES, CA|Evergreen, CO | Current employment |
| J•••••• C•••••• M••••••••• L•• | Former SEC adviser | Jul 2, 2009 | Jun 23, 2010 | no | HIGHLAND, UT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | J•••••• C•••••• M••••••••• L•• | Jun 24, 2010 | Jul 2, 2009 | -357 | Firm change after gap | Other |
| J•••••• C•••••• M••••••••• L•• | C•••••• C••••• G••••• I••• | Jun 23, 2010 | Oct 21, 2021 |
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 26, 2009 | Jun 24, 2010 | no | LAKEWOOD, CO | Previous registration |
| C••••• C••••••• L•• | Former SEC adviser | Apr 11, 2007 | Jul 24, 2007 | no | DENVER, CO | Previous registration |
| C••••• C••••••• L•• | Former SEC adviser | Aug 29, 2006 | Dec 31, 2006 | no | DENVER, CO | Previous registration |
| 4,138 |
| Firm change after gap |
| Other |
| C••••• C••••••• L•• | O•••• W•••••• I••• | Jul 24, 2007 | Jun 26, 2009 | 703 | Firm change after gap | Other |