DFX Intelligence

J•••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

J•••••• C•••••• M••••••••• L••

CRD 127066

HIGHLAND, UT

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Search this name across graphsid dfx:ria:75c11e5b-7905-af05-4d9c-de97f5348c5c

Data as of Jul 1, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2012 to Jul 1, 2024
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $69.9M••• Locked
Discretionary RAUM: $69.9M
Private client RAUM: $69.9Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $34.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• V••• S•••••••	n/a	HIGHLAND, UT	2	10	3	no
D•••• A••• M••••••	n/a	HIGHLAND, UT	2	35

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••• V••••• F•••• L•	Hedge Fund	$5.1M	Jan 10, 2024	20	Jul 13, 2023	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••• D••••• A•••	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	04/2015	Feb 6, 2012	Jul 1, 2024
S•••••••• J•••••• V•••	SENIOR VP	D	no	01/2020	Jan 13, 2021	Jul 1, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Jan 11, 2022

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$69.9M	$107M	-34.5%	$101M	-11.7%	4	4	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••••• I••••••••• M••••••••• L••	2	Aug 17, 2016	Jul 30, 2015	HIGHLAND, UT	Team lift out	Other	50.0%

Relationships

Controls (1)

← M••••••• D••••• A•••OwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 6, 2012 to presentfactForm ADV

Owns (1)

← S•••••••• J•••••• V•••OwnerSENIOR VP, ownership code D, individual
Jan 13, 2021 to presentfactForm ADV

Registered with (7)

← D•••• A••• M••••••Advisorregistration: previous registration
Jul 26, 2023 to Dec 31, 2023factForm ADV

Dated events

Occurred
Jan 25, 2018
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75c11e5b-7905-af05-4d9c-de97f5348c5c
First observed: Feb 6, 2012
Last observed: Jul 1, 2024 27 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.